John A. Borgeson - 15 Jun 2025 Form 4 Insider Report for Kodiak Sciences Inc. (KOD)

Reporting relationship: Executive Vice President and Chief Financial Officer
Issuer ticker: KOD
Reported as of: 15 Jun 2025
Net transaction value: -$2,640
SEC form: 4
Accepted by SEC: 17 Jun 2025, 20:15:08 UTC
Prior SEC filing: 07 Aug 2024
Next SEC filing: 08 Jul 2025
Source filing: View source filing
Reporting owner signature: /s/ David Peinsipp, Attorney-in-Fact for John A. Borgeson

Key filing fact

John A. Borgeson filed Form 4 for Kodiak Sciences Inc. (KOD) on 17 Jun 2025.

Key facts

This page summarizes John A. Borgeson's Form 4 filing for Kodiak Sciences Inc. (KOD).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 17 Jun 2025, 20:15.

Change

Previous filing in this sequence was filed on 07 Aug 2024.
Current net transaction value: -$2,640.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001754045 Primary reporting owner

BORGESON JOHN A.

Relationship: Executive Vice President and Chief Financial Officer
Address: 1250 PAGE MILL ROAD, PALO ALTO
Signature: /s/ David Peinsipp, Attorney-in-Fact for John A. Borgeson
Signature date: 17 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KOD transaction

Common Stock

Options Exercise

Transaction value
Shares: +1,875
Change %: +1%
Price
Shares after: 184,039
Date: 15 Jun 2025
Ownership: Direct
Footnotes: F1

KOD transaction

Common Stock

Sale

Transaction value: $2,640
Shares: -723
Change %: -0.39%
Price: $3.65
Shares after: 183,316
Date: 17 Jun 2025
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KOD transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -1,875
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 15 Jun 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,875
Exercise price
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

Footnote F2

The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs on June 15, 2025. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Footnote F3

One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

SEC remarks

Executive Vice President and Chief Financial Officer