Richard B. Cohen - 12 Jun 2025 Form 4 Insider Report for Symbotic Inc. (SYM)

Reporting relationship: Reporting Person is Board Chair, President and Chief Executive Officer, Director, 10%+ Owner
Issuer ticker: SYM
Reported as of: 12 Jun 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 16 Jun 2025, 18:53:38 UTC
Prior SEC filing: 28 Feb 2024
Next SEC filing: 12 Dec 2025
Source filing: View source filing
Reporting owner signature: /s/ Corey Dufresne, Attorney-in-Fact for Richard B. Cohen

Key filing fact

Richard B. Cohen filed Form 4 for Symbotic Inc. (SYM) on 16 Jun 2025.

Key facts

This page summarizes Richard B. Cohen's Form 4 filing for Symbotic Inc. (SYM).
5 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 16 Jun 2025, 18:53.

Change

Previous filing in this sequence was filed on 28 Feb 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001933447 Primary reporting owner

Cohen Richard B

Relationship: Reporting Person is Board Chair, President and Chief Executive Officer, Director, 10%+ Owner
Address: C/O SYMBOTIC INC., 200 RESEARCH DRIVE, WILMINGTON
Signature: /s/ Corey Dufresne, Attorney-in-Fact for Richard B. Cohen
Signature date: 16 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SYM transaction

Class V-1 Common Stock

Other

Transaction value
Shares: -2,292,405
Change %: -100%
Price
Shares after: 0
Date: 12 Jun 2025
Ownership: By the RBC 2021 4 Year GRAT
Footnotes: F1, F2, F3, F4, F5

SYM transaction

Class V-3 Common Stock

Other

Transaction value
Shares: -163,355,074
Change %: -100%
Price
Shares after: 0
Date: 12 Jun 2025
Ownership: By RBC 2021 4 Year GRAT
Footnotes: F1, F2, F3, F4, F5

SYM transaction

Class V-3 Common Stock

Gift

Transaction value
Shares: -750,000
Change %: -31%
Price
Shares after: 1,681,133
Date: 12 Jun 2025
Ownership: By the Richard B. Cohen Revocable Trust
Footnotes: F1, F2, F6, F7

SYM holding

Class V-1 Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,215,990
Date: 12 Jun 2025
Ownership: By RJJRP Holdings, Inc.
Footnotes: F1, F2, F8

SYM holding

Class V-3 Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 41,549,600
Date: 12 Jun 2025
Ownership: By RJJRP Holdings, Inc.
Footnotes: F1, F2, F8

SYM holding

Class V-1 Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 520,835
Date: 12 Jun 2025
Ownership: By Spouse
Footnotes: F1, F2, F9

SYM holding

Class V-3 Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 165,419,975
Date: 12 Jun 2025
Ownership: By Spouse
Footnotes: F1, F2, F9

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SYM transaction Derivative

Symbotic Holdings Units

Other

Transaction value
Shares: -165,647,479
Change %: -100%
Price
Shares after: 0
Date: 12 Jun 2025
Ownership: By the RBC 2021 4 Year GRAT
Underlying class: Class A Common Stock
Underlying amount: 165,647,479
Exercise price
Footnotes: F1, F2, F3, F4, F5

SYM transaction Derivative

Symbotic Holdings Units

Gift

Transaction value
Shares: -750,000
Change %: -31%
Price
Shares after: 1,681,133
Date: 12 Jun 2025
Ownership: By the Richard B. Cohen Revocable Trust
Underlying class: Class A Common Stock
Underlying amount: 750,000
Exercise price
Footnotes: F1, F2, F6, F7

SYM holding Derivative

Symbotic Holdings Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 43,765,590
Date: 12 Jun 2025
Ownership: By RJJRP Holdings, Inc.
Underlying class: Class A Common Stock
Underlying amount: 43,765,590
Exercise price
Footnotes: F1, F2, F8

SYM holding Derivative

Symbotic Holdings Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 165,940,810
Date: 12 Jun 2025
Ownership: By Spouse
Underlying class: Class A Common Stock
Underlying amount: 165,940,810
Exercise price
Footnotes: F1, F2, F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share. Shares of Class V-3 Common Stock of the Issuer have no economic rights and each share of Class V-3 Common Stock entitles its holder to 3 votes per share.

Footnote F2

The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock or Class V-3 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock or Class V-3 Common Stock, as applicable.

Footnote F3

According to the terms of The RBC 2021 4 Year GRAT's trust agreement, The RBC 2021 4 Year GRAT terminated on March 31, 2025 and the remainder of The RBC 2021 4 Year GRAT (after full and final payment of any annuity amounts owed to Richard B. Cohen) (the "GRAT Remainder"), was to be distributed to the RBC Millennium Trust. The trustees of the RBC Millennium Trust resolved to accept the GRAT Remainder and hold and administer the GRAT Remainder in a separate, GST non-exempt trust apart from the principal and income held by the Millennium Trust. On June 12, 2025, The RBC 2021 4 Year GRAT distributed the GRAT Remainder to The RBC Millennium GST Non-Exempt Trust (the "Distribution"). (Continued)

Footnote F4

(Continued from Footnote 3) As a result of the Distribution, The RBC Millennium GST Non-Exempt Trust received in the aggregate the 165,647,479 common units in Symbotic Holdings LLC ("OpCo"), 163,355,074 shares of Symbotic Class V-3 Common Stock and 2,292,405 shares of Symbotic Class V-1 Common Stock previously held by The RBC 2021 4 Year GRAT.

Footnote F5

Richard B. Cohen may be considered the beneficial owner of Class V-1 Common Stock, Class V-3 Common Stock and Symbotic Holdings Units held by the RBC 2021 4 Year GRAT, which is a trust for which Mr. Cohen is the trustee and to which Mr. Cohen is the sole beneficiary. Mr. Cohen disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Footnote F6

Represents a bona fide gift to a charitable donor-advised fund. Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

Footnote F7

Richard B. Cohen may be considered the beneficial owner of shares of Class V-3 Common Stock and Symbotic Holdings Units held of record by the Richard B. Cohen Revocable Trust, of which Richard B. Cohen is trustee and the sole beneficiary.

Footnote F8

Richard B. Cohen may be considered the beneficial owner of shares of Class V-1 Common Stock, shares of Class V-3 Common Stock and Symbotic Holdings Units held of record by RJJRP Holdings, Inc., of which Richard B. Cohen is a shareholder and the President and Chief Executive Officer.

Footnote F9

Richard B. Cohen may be considered to have an additional indirect pecuniary interest in Symbotic Holdings Units (including the equivalent number of paired shares of Class V-1 or Class V-3 Common Stock) held by The RBC Millennium Trust and the Jill Cohen Mill Trust (together, the "Spousal Shares") in which Mr. Cohen's spouse acts as trustee and to which members of Mr. Cohen's immediate family have a pecuniary interest. Richard B. Cohen does not have voting or investment control over the Spousal Shares and disclaims beneficial ownership of the Spousal Shares except to the extent that Mr. Cohen may be considered to have an indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the Spousal Shares for purposes of Section 16 or for any other purpose.

SEC remarks

Reporting Person is Board Chair, President and Chief Executive Officer