Key facts
- This page summarizes John W. Dick's Form 4 filing for Liberty Global plc (LBTYA).
- 12 reported transactions and 12 derivative rows are listed below.
- Accepted by SEC: 27 Apr 2023, 17:01.
John W. Dick - 25 Apr 2023 Form 4 Insider Report for Liberty Global plc (LBTYA)
- Reporting relationship
- Director
- Issuer ticker
- LBTYA
- Reported as of
- 25 Apr 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 27 Apr 2023, 17:01:42 UTC
- Prior SEC filing
- 17 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Cory Smith, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
John W. Dick filed Form 4 for Liberty Global plc (LBTYA) on 27 Apr 2023.
Change
- Previous filing in this sequence was filed on 17 Jun 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LBTYA
transaction
Derivative
Share Option A (right to buy)
Disposed to Issuer
- Transaction value
- Shares
- -5,840
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 25 Apr 2023
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 5,840
- Exercise price
- $30.47
- Footnotes
- F1, F2
LBTYA
transaction
Derivative
Share Option A (right to buy)
Award
- Transaction value
- Shares
- +5,840
- Change %
- Price
- Shares after
- 5,840
- Date
- 25 Apr 2023
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 5,840
- Exercise price
- $30.47
- Footnotes
- F1, F2
LBTYA
transaction
Derivative
Share Option A (right to buy)
Disposed to Issuer
- Transaction value
- Shares
- -7,150
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 25 Apr 2023
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 7,150
- Exercise price
- $28.83
- Footnotes
- F1, F2
LBTYA
transaction
Derivative
Share Option A (right to buy)
Award
- Transaction value
- Shares
- +7,150
- Change %
- Price
- Shares after
- 7,150
- Date
- 25 Apr 2023
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 7,150
- Exercise price
- $28.83
- Footnotes
- F1, F2
LBTYA
transaction
Derivative
Share Option A (right to buy)
Disposed to Issuer
- Transaction value
- Shares
- -7,941
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 25 Apr 2023
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 7,941
- Exercise price
- $30.14
- Footnotes
- F1, F2
LBTYA
transaction
Derivative
Share Option A (right to buy)
Award
- Transaction value
- Shares
- +7,941
- Change %
- Price
- Shares after
- 7,941
- Date
- 25 Apr 2023
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 7,941
- Exercise price
- $30.14
- Footnotes
- F1, F2
LBTYA
transaction
Derivative
Share Option C (right to buy)
Disposed to Issuer
- Transaction value
- Shares
- -11,680
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 25 Apr 2023
- Ownership
- Direct
- Underlying class
- Class C Ordinary Shares
- Underlying amount
- 11,680
- Exercise price
- $29.64
- Footnotes
- F1, F2
LBTYA
transaction
Derivative
Share Option C (right to buy)
Award
- Transaction value
- Shares
- +11,680
- Change %
- Price
- Shares after
- 11,680
- Date
- 25 Apr 2023
- Ownership
- Direct
- Underlying class
- Class C Ordinary Shares
- Underlying amount
- 11,680
- Exercise price
- $29.64
- Footnotes
- F1, F2
LBTYA
transaction
Derivative
Share Option C (right to buy)
Disposed to Issuer
- Transaction value
- Shares
- -14,300
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 25 Apr 2023
- Ownership
- Direct
- Underlying class
- Class C Ordinary Shares
- Underlying amount
- 14,300
- Exercise price
- $27.85
- Footnotes
- F1, F2
LBTYA
transaction
Derivative
Share Option C (right to buy)
Award
- Transaction value
- Shares
- +14,300
- Change %
- Price
- Shares after
- 14,300
- Date
- 25 Apr 2023
- Ownership
- Direct
- Underlying class
- Class C Ordinary Shares
- Underlying amount
- 14,300
- Exercise price
- $27.85
- Footnotes
- F1, F2
LBTYA
transaction
Derivative
Share Option C (right to buy)
Disposed to Issuer
- Transaction value
- Shares
- -15,882
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 25 Apr 2023
- Ownership
- Direct
- Underlying class
- Class C Ordinary Shares
- Underlying amount
- 15,882
- Exercise price
- $29.07
- Footnotes
- F1, F2
LBTYA
transaction
Derivative
Share Option C (right to buy)
Award
- Transaction value
- Shares
- +15,882
- Change %
- Price
- Shares after
- 15,882
- Date
- 25 Apr 2023
- Ownership
- Direct
- Underlying class
- Class C Ordinary Shares
- Underlying amount
- 15,882
- Exercise price
- $29.07
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.
Footnote F2
Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.
SEC remarks
Exhibit List: Exhibit 24 - Power of Attorney. The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.