Key facts
- This page summarizes David Mintz's Form 4 filing for TOFUTTI BRANDS INC (TOFB).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 14 Oct 2021, 14:26.
David Mintz - 24 Feb 2021 Form 4 Insider Report for TOFUTTI BRANDS INC (TOFB)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- TOFB
- Reported as of
- 24 Feb 2021
- Net transaction value
- +$500,000
- Reporting owner signature
- /s/ Efraim Mintz, Executor
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
David Mintz filed Form 4 for TOFUTTI BRANDS INC (TOFB) on 14 Oct 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: +$500,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TOFB
holding
Common Stock, par value $0.01
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,630,440
- Date
- 24 Feb 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TOFB
transaction
Derivative
Convertible Promissory Note
Award
- Transaction value
- $500,000
- Shares
- Change %
- Price
- Shares after
- $500,000
- Date
- 10 Jan 2020
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 282,486
- Exercise price
- $1.77
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Mr. Efraim Mintz, as the executor of the reporting person, has both voting and investment power over any shares held by the reporting person, and therefore may be deemed to beneficially own the shares held of record by the reporting person. Mr. Efraim Mintz disclaims beneficial ownership of the shares directly held by the reporting person.
Footnote F2
On January 6, 2016, Mr. David Mintz, the Issuer's former Chairman and Chief Executive, who passed away in February 2021, provided the Issuer with a loan of $500,000 with an annual interest rate of 5% payable on a quarterly basis. The loan, which was originally set to expire on December 31, 2017, was extended to December 31, 2022 effective January 10, 2020. The extended loan is, at the option of the holder, convertible into the Issuer's common stock at a conversion price of $1.77 per share, the closing price of the Issuer's common stock on the date of the extension of the promissory note.
SEC remarks
On February 24, 2021, Mr. David Mintz passed away. His estate is currently being administered.