ACCESS INDUSTRIES, LLC - 13 Jun 2025 Form 4 Insider Report for LyondellBasell Industries N.V. (LYB)

Reporting relationship: 10%+ Owner
Issuer ticker: LYB
Reported as of: 13 Jun 2025
Net transaction value: +$35,896,823
SEC form: 4
Accepted by SEC: 13 Jun 2025, 21:30:14 UTC
Source filing: View source filing
Reporting owner signature: /s/ Alejandro Moreno for Access Industries, LLC

Key filing fact

ACCESS INDUSTRIES, LLC filed Form 4 for LyondellBasell Industries N.V. (LYB) on 13 Jun 2025.

Key facts

This page summarizes ACCESS INDUSTRIES, LLC's Form 4 filing for LyondellBasell Industries N.V. (LYB).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 13 Jun 2025, 21:30.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$35,896,823.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (5)

CIK 0001508227 Primary reporting owner

ACCESS INDUSTRIES, LLC

Relationship: 10%+ Owner
Address: C/O ACCESS INDUSTRIES, INC., 40 WEST 57TH STREET, 28TH FLOOR, NEW YORK
Signature: /s/ Alejandro Moreno for Access Industries, LLC
Signature date: 13 Jun 2025

CIK 0001508237

AI INVESTMENTS HOLDINGS LLC

Relationship: 10%+ Owner
Address: C/O ACCESS INDUSTRIES, INC., 40 WEST 57TH STREET, 28TH FLOOR, NEW YORK
Signature: /s/ Alejandro Moreno for AI Investments Holdings LLC
Signature date: 13 Jun 2025

CIK 0001391297

Access Industries Holdings LLC

Relationship: 10%+ Owner
Address: C/O ACCESS INDUSTRIES, INC., 40 WEST 57TH STREET, 28TH FLOOR, NEW YORK
Signature: /s/ Alejandro Moreno for Access Industries Holdings LLC
Signature date: 13 Jun 2025

CIK 0001508226

ACCESS INDUSTRIES MANAGEMENT, LLC

Relationship: 10%+ Owner
Address: C/O ACCESS INDUSTRIES, INC., 40 WEST 57TH STREET, 28TH FLOOR, NEW YORK
Signature: /s/ Alejandro Moreno for Access Industries Management, LLC
Signature date: 13 Jun 2025

CIK 0001326628

Blavatnik Len

Relationship: 10%+ Owner
Address: C/O ACCESS INDUSTRIES, INC., 40 WEST 57TH STREET, 28TH FLOOR, NEW YORK
Signature: /s/ Alejandro Moreno, as Attorney-in-Fact for Mr. Blavatnik
Signature date: 13 Jun 2025

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LYB transaction Derivative

Capped Call

Purchase

Transaction value: $35,896,823
Shares: +30
Change %
Price: $1196560.78^*
Shares after: 30
Date: 13 Jun 2025
Ownership: See footnote
Underlying class: Ordinary shares
Underlying amount: 270,737
Exercise price: $79.99
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

AI Securities Holdings 1 LLC ("AISH"), an affiliate of Access Industries, LLC that is indirectly controlled by Len Blavatnik, is party to a cash-settled European-style capped-call agreement (the "Capped-Call Agreement") with an unaffiliated third party financial institution, the final terms of which were set on June 13, 2025. The Capped-Call Agreement provides AISH with economic results that are comparable to ownership of a call option in respect of 8,122,120 ordinary shares, at a per share premium of $4.4196, with a strike price $79.9887 per share and cap price of $122.6493 per share (such amounts, subject to adjustments in certain circumstances, including dividends paid by the Issuer).

Footnote F2

The Capped-Call Agreement is exercisable in 30 separate tranches of 270,737 shares each (other than the first tranche, of 270,747 shares), with staggered expirations in successive days, beginning June 7, 2030. As settlement of the Capped-Call Agreement is in cash only, neither AISH, nor any of the Reporting Persons, nor any of their affiliated entities and the officers, partners, members, and managers thereof, shall be deemed to beneficially own the ordinary shares referenced thereunder.