Key facts
- This page summarizes Graham Purdy's Form 4 filing for Turning Point Brands, Inc. (TPB).
- 10 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 13 Jun 2025, 18:26.
Graham Purdy - 11 Jun 2025 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- TPB
- Reported as of
- 11 Jun 2025
- Net transaction value
- -$5,375,675
- SEC form
- 4
- Accepted by SEC
- 13 Jun 2025, 18:26:29 UTC
- Prior SEC filing
- 05 Mar 2025
- Next SEC filing
- 10 Dec 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Graham Purdy
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Graham Purdy filed Form 4 for Turning Point Brands, Inc. (TPB) on 13 Jun 2025.
Change
- Previous filing in this sequence was filed on 05 Mar 2025.
- Current net transaction value: -$5,375,675.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001794878
Primary reporting owner
Purdy Graham
- Relationship
- President and CEO, Director
- Address
- 5201 INTERCHANGE WAY, LOUISVILLE
- Signature
- /s/ Graham Purdy
- Signature date
- 13 Jun 2025
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TPB
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +30,000
- Change %
- +13%
- Price
- Shares after
- 257,466
- Date
- 11 Jun 2025
- Ownership
- Direct
- Footnotes
- F10, F11
TPB
transaction
Common Stock
Sale
- Transaction value
- $2,250,900
- Shares
- -30,000
- Change %
- -12%
- Price
- $75.03
- Shares after
- 227,466
- Date
- 11 Jun 2025
- Ownership
- Direct
- Footnotes
- F12
TPB
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +21,400
- Change %
- +9.4%
- Price
- Shares after
- 248,866
- Date
- 12 Jun 2025
- Ownership
- Direct
- Footnotes
- F13, F14
TPB
transaction
Common Stock
Sale
- Transaction value
- $1,602,646
- Shares
- -21,400
- Change %
- -8.6%
- Price
- $74.89
- Shares after
- 227,466
- Date
- 12 Jun 2025
- Ownership
- Direct
- Footnotes
- F15
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TPB
transaction
Derivative
Options
Options Exercise
- Transaction value
- $188,769
- Shares
- -8,900
- Change %
- -100%
- Price
- $21.21
- Shares after
- 0
- Date
- 11 Jun 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,900
- Exercise price
- $21.21
- Footnotes
- F1, F3, F9
TPB
transaction
Derivative
Options
Options Exercise
- Transaction value
- $261,690
- Shares
- -5,500
- Change %
- -100%
- Price
- $47.58
- Shares after
- 0
- Date
- 11 Jun 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,500
- Exercise price
- $47.58
- Footnotes
- F1, F4
TPB
transaction
Derivative
Options
Options Exercise
- Transaction value
- $465,750
- Shares
- -9,000
- Change %
- -100%
- Price
- $51.75
- Shares after
- 0
- Date
- 11 Jun 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,000
- Exercise price
- $51.75
- Footnotes
- F1, F5
TPB
transaction
Derivative
Options
Options Exercise
- Transaction value
- $365,520
- Shares
- -12,000
- Change %
- -100%
- Price
- $30.46
- Shares after
- 0
- Date
- 11 Jun 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,000
- Exercise price
- $30.46
- Footnotes
- F2, F6
TPB
transaction
Derivative
Options
Options Exercise
- Transaction value
- $77,050
- Shares
- -5,000
- Change %
- -100%
- Price
- $15.41
- Shares after
- 0
- Date
- 12 Jun 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,000
- Exercise price
- $15.41
- Footnotes
- F1, F7
TPB
transaction
Derivative
Options
Options Exercise
- Transaction value
- $163,350
- Shares
- -11,000
- Change %
- -100%
- Price
- $14.85
- Shares after
- 0
- Date
- 12 Jun 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,000
- Exercise price
- $14.85
- Footnotes
- F1, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 15 footnotes
Footnote F1
Granted pursuant to the issuer's 2015 Equity Incentive Plan
Footnote F2
Granted pursuant to the issuer's 2021 Equity Incentive Plan.
Footnote F3
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
Footnote F4
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
Footnote F5
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
Footnote F6
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
Footnote F7
The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
Footnote F8
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
Footnote F9
The reported transaction involved the reporting person's 8,900 options for stock units granted under Turning Point Brand's, Inc.'s 2015 Equity Incentive Plan, which exercise was completed over June 11, 2025 and June 12, 2025.
Footnote F10
The reported transaction involved the reporting person's exercise of 30,000 options granted under Turning Point Brands, Inc.'s 2015 and 2021 Equity Incentive Plans, as detailed in Table II.
Footnote F11
The reported transaction involved the reporting person's exercise of 30,000 options granted under Turning Point Brands, Inc.'s 2015 and 2021 Equity Incentive Plans. The total reported in Column 5 includes 34,011 restricted stock units and 223,455 shares of common stock.
Footnote F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.76 to $75.82.
Footnote F13
The reported transaction involved the reporting person's exercise of 21,400 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan, as detailed in Table II.
Footnote F14
The reported transaction involved the reporting person's exercise of 21,400 options for stock units granted under Turning Point Brands, Inc,'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 34,011 restricted stock units and 214,855 shares of common stock.
Footnote F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.72 to $75.79.