Battery Partners IX, LLC - 11 Jun 2025 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Reporting relationship: 10%+ Owner
Issuer ticker: CXM
Reported as of: 11 Jun 2025
Net transaction value: -$699,980
SEC form: 4
Accepted by SEC: 13 Jun 2025, 16:51:22 UTC
Prior SEC filing: 14 Apr 2025
Source filing: View source filing
Reporting owner signature: /s/ Christopher Schiavo, as Attorney-in-Fact for Battery Partners IX, LLC

Key filing fact

Battery Partners IX, LLC filed Form 4 for Sprinklr, Inc. (CXM) on 13 Jun 2025.

Key facts

This page summarizes Battery Partners IX, LLC's Form 4 filing for Sprinklr, Inc. (CXM).
5 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 13 Jun 2025, 16:51.

Change

Previous filing in this sequence was filed on 14 Apr 2025.
Current net transaction value: -$699,980.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (4)

CIK 0001517642 Primary reporting owner

Battery Partners IX, LLC

Relationship: 10%+ Owner
Address: C/O BATTERY VENTURES, ONE MARINA PARK DRIVE, SUITE 1100, BOSTON
Signature: /s/ Christopher Schiavo, as Attorney-in-Fact for Battery Partners IX, LLC
Signature date: 13 Jun 2025

CIK 0001485934

Battery Ventures IX, L.P.

Relationship: 10%+ Owner
Address: C/O BATTERY VENTURES, ONE MARINA PARK DRIVE, SUITE 1100, BOSTON
Signature: /s/ Christopher Schiavo, as Attorney-in-Fact for Battery Ventures IX, L.P.
Signature date: 13 Jun 2025

CIK 0001517640

Battery Investment Partners IX, LLC

Relationship: 10%+ Owner
Address: C/O BATTERY VENTURES, ONE MARINA PARK DRIVE, SUITE 1100, BOSTON
Signature: /s/ Christopher Schiavo, as Attorney-in-Fact for Battery Investment Partners IX, LLC
Signature date: 13 Jun 2025

CIK 0001404868

Lee Roger H

Relationship: 10%+ Owner
Address: C/O BATTERY VENTURES, ONE MARINA PARK DRIVE, SUITE 1100, BOSTON
Signature: /s/ Christopher Schiavo, as Attorney-in-Fact for Roger H. Lee
Signature date: 13 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CXM transaction

Class A Common Stock

Other

Transaction value: $0
Shares: -3,000,000
Change %: -26%
Price: $0.000000
Shares after: 8,570,734
Date: 11 Jun 2025
Ownership: By Battery Ventures IX, L.P.
Footnotes: F1, F2

CXM transaction

Class A Common Stock

Other

Transaction value: $0
Shares: -30,300
Change %: -27%
Price: $0.000000
Shares after: 82,387
Date: 11 Jun 2025
Ownership: By Battery Investment Partners IX, LLC
Footnotes: F3, F4

CXM transaction

Class A Common Stock

Other

Transaction value: $0
Shares: +867,088
Change %
Price: $0.000000
Shares after: 867,088
Date: 11 Jun 2025
Ownership: Direct
Footnotes: F5, F6

CXM transaction

Class A Common Stock

Other

Transaction value: $0
Shares: -867,088
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 11 Jun 2025
Ownership: Direct
Footnotes: F6, F7

CXM transaction

Class A Common Stock

Sale

Transaction value: $699,980
Shares: -81,869
Change %: -50%
Price: $8.55
Shares after: 82,500
Date: 11 Jun 2025
Ownership: By Trust
Footnotes: F8, F9, F10

CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 229,360
Date: 11 Jun 2025
Ownership: Direct
Footnotes: F11

CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 215,670
Date: 11 Jun 2025
Ownership: By Battery Investment Partners Select Fund I, L.P.
Footnotes: F12

CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,180,664
Date: 11 Jun 2025
Ownership: By Battery Ventures Select Fund I, L.P.
Footnotes: F13

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Battery Partners IX, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 13 footnotes

Footnote F1

Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner and limited partners without additional consideration.

Footnote F2

Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX and may be deemed to beneficially own the securities held by BV IX. Roger H. Lee is a managing member of BP IX and maybe deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F3

Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration.

Footnote F4

Securities are held by BIP IX. BP IX is the managing member of BIP IX and may be deemed to beneficially own the securities held by BIP IX. Roger H. Lee is a managing member of BP IX and maybe deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F5

Represents receipt of securities in the distribution in kind described in footnote (1).

Footnote F6

Securities are held by BP IX.

Footnote F7

Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration.

Footnote F8

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $8.49 to $8.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.

Footnote F9

The securities beneficially owned by the Reporting Person following the reported transaction reflect the receipt of securities in the distribution in kind described in footnote (7).

Footnote F10

Securities are held by The Lee Family Trust, of which the Roger H. Lee is a co-trustee. Mr. Lee disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.

Footnote F11

Shares are held by Roger H. Lee jointly with his spouse.

Footnote F12

Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BIP Select I is Battery Partners Select Fund I GP, LLC ("BP Select I GP"). Roger H. Lee is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F13

Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is BP Select I GP. Roger H. Lee is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.