Corebridge Financial, Inc. - 11 Jun 2025 Form 4 Insider Report for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO)

Reporting relationship: Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
Issuer ticker: EMO
Reported as of: 11 Jun 2025
Net transaction value: -$318,585,712,878
SEC form: 4
Accepted by SEC: 13 Jun 2025, 16:43:16 UTC
Prior SEC filing: 01 Apr 2025
Next SEC filing: 17 Oct 2025
Source filing: View source filing
Reporting owner signature: /s/ Polly Klane, Authorized Signatory of Corebridge Financial, Inc.

Key filing fact

Corebridge Financial, Inc. filed Form 4 for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) on 13 Jun 2025.

Key facts

This page summarizes Corebridge Financial, Inc.'s Form 4 filing for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 13 Jun 2025, 16:43.

Change

Previous filing in this sequence was filed on 01 Apr 2025.
Current net transaction value: -$318,585,712,878.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (2)

CIK 0001889539 Primary reporting owner

Corebridge Financial, Inc.

Relationship: Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
Address: 2919 ALLEN PARKWAY, WOODSON TOWER, HOUSTON
Signature: /s/ Polly Klane, Authorized Signatory of Corebridge Financial, Inc.
Signature date: 13 Jun 2025

CIK 0000005108

AMERICAN GENERAL LIFE INSURANCE CO

Relationship: Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
Address: 2727-A ALLEN PARKWAY, HOUSTON
Signature: /s/ Julie A. Cotton Hearne, Authorized Signatory of American General Life Insurance Company
Signature date: 13 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EMO transaction

Series O Mandatory Redeemable Preferred Stock

Other

Transaction value: $4,405,089
Shares: -125,716
Change %: -100%
Price: $35.04
Shares after: 0
Date: 11 Jun 2025
Ownership: Held through subsidiaries
Footnotes: F1, F2

EMO transaction

3.46% Series M Senior Secured Notes due June 11, 2025

Other

Transaction value: $318,581,307,789
Shares: -559,610
Change %
Price: $569291.46
Shares after: $0
Date: 11 Jun 2025
Ownership: Held through subsidiaries
Footnotes: F3, F4

EMO holding

Series P Mandatory Redeemable Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 160,000
Date: 11 Jun 2025
Ownership: Held through subsidiary
Footnotes: F5

EMO holding

3.56% Series N Senior Secured Notes due June 11, 2027

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: $1,492,294
Date: 11 Jun 2025
Ownership: Held through subsidiaries
Footnotes: F5

EMO holding

3.76% Series O Senior Secured Notes due June 11, 2030

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: $2,051,904
Date: 11 Jun 2025
Ownership: Held through subsidiaries
Footnotes: F6

EMO holding

Series J Mandatory Redeemable Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 134,286
Date: 11 Jun 2025
Ownership: Held through subsidiaries
Footnotes: F5

EMO holding

4.66% Series H Senior Secured Notes due October 15, 2025

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: $5,494,299
Date: 11 Jun 2025
Ownership: Held through subsidiaries
Footnotes: F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The Series O Mandatory Redeemable Preferred Stock were redeemed by the issuer at a price equal to the liquidation value of $35 per share plus accrued interest through the redemption date.

Footnote F2

American General Life Insurance Company ("AGLIC") and The United States Life Insurance Company in the City of New York ("USL"), each an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly held 2,858 shares and 82,858 shares of the reported securities, respectively. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may have been deemed to have beneficial ownership of 40,000 shares of the reported securities held by a controlled subsidiary of American International Group, Inc. ("AIG"), pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.

Footnote F3

The 3.46% Series M Senior Secured Notes were redeemed by the issuer for full payment at maturity of 100% of the aggregate principal amount outstanding of the securities, plus accrued and unpaid interest through the redemption date.

Footnote F4

AGLIC and The Variable Annuity Life Insurance Company ("VAL"), an indirect wholly owned subsidiary of CRBG, directly held $373,073.46 principal amount and $186,536.74 principal amount of the reported securities, respectively.

Footnote F5

Directly held by AGLIC.

Footnote F6

AGLIC and USL directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively.

Footnote F7

AGLIC, USL and VAL directly hold $727,994.46 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. CIIUS may be deemed to have beneficial ownership of $1,744,439.63 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.

SEC remarks

Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

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