Richard M. Cohen - 13 Jun 2025 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Reporting relationship: Director
Issuer ticker: GECC
Reported as of: 13 Jun 2025
Net transaction value: +$396
SEC form: 4
Accepted by SEC: 13 Jun 2025, 16:22:51 UTC
Prior SEC filing: 12 Jun 2025
Next SEC filing: 18 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Adam M. Kleinman, attorney-in-fact

Key filing fact

Richard M. Cohen filed Form 4 for Great Elm Capital Corp. (GECC) on 13 Jun 2025.

Key facts

This page summarizes Richard M. Cohen's Form 4 filing for Great Elm Capital Corp. (GECC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 13 Jun 2025, 16:22.

Change

Previous filing in this sequence was filed on 12 Jun 2025.
Current net transaction value: +$396.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001075891 Primary reporting owner

COHEN RICHARD M

Relationship: Director
Address: C/O GREAT ELM CAPITAL CORP., 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS
Signature: /s/ Adam M. Kleinman, attorney-in-fact
Signature date: 13 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GECC transaction

Common Stock

Purchase

Transaction value: $396
Shares: +36
Change %: +0.2%
Price: $11.01
Shares after: 18,136
Date: 13 Jun 2025
Ownership: Direct

GECC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,612
Date: 13 Jun 2025
Ownership: By Spouse
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.