Joshua S. Weinstein - 09 Jun 2025 Form 4 Insider Report for CAPITAL SOUTHWEST CORP (CSWC)

Reporting relationship: Senior Managing Director & CIO
Issuer ticker: CSWC
Reported as of: 09 Jun 2025
Net transaction value: -$322,930
SEC form: 4
Accepted by SEC: 11 Jun 2025, 16:11:21 UTC
Prior SEC filing: 11 Jun 2024
Next SEC filing: 10 Jun 2026
Source filing: View source filing
Reporting owner signature: /s/ Joshua S. Weinstein

Key filing fact

Joshua S. Weinstein filed Form 4 for CAPITAL SOUTHWEST CORP (CSWC) on 11 Jun 2025.

Key facts

This page summarizes Joshua S. Weinstein's Form 4 filing for CAPITAL SOUTHWEST CORP (CSWC).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 11 Jun 2025, 16:11.

Change

Previous filing in this sequence was filed on 11 Jun 2024.
Current net transaction value: -$322,930.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001858765 Primary reporting owner

Weinstein Joshua S.

Relationship: Senior Managing Director & CIO
Address: C/O CAPITAL SOUTHWEST CORPORATION, 8333 DOUGLAS AVE, SUITE 1100, DALLAS
Signature: /s/ Joshua S. Weinstein
Signature date: 11 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CSWC transaction

Common Stock

Tax liability

Transaction value: $65,855
Shares: -3,127
Change %: -1.2%
Price: $21.06
Shares after: 248,563
Date: 09 Jun 2025
Ownership: Direct
Footnotes: F1

CSWC transaction

Common Stock

Award

Transaction value: $0
Shares: +65,000
Change %: +26%
Price: $0.000000
Shares after: 313,563
Date: 09 Jun 2025
Ownership: Direct
Footnotes: F2

CSWC transaction

Common Stock

Tax liability

Transaction value: $257,075
Shares: -12,041
Change %: -3.8%
Price: $21.35
Shares after: 301,522
Date: 10 Jun 2025
Ownership: Direct
Footnotes: F1

CSWC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 500
Date: 09 Jun 2025
Ownership: Held by the reporting person's son

CSWC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 400
Date: 09 Jun 2025
Ownership: Held by the reporting person's daughter

CSWC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 650
Date: 09 Jun 2025
Ownership: Held by reporting person's son

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Footnote F2

Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.