Roger Jeffs - 06 Jun 2025 Form 4 Insider Report for Axsome Therapeutics, Inc. (AXSM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Jun 2025, 19:00:19 UTC
Prior SEC filing
05 Jun 2025
Next SEC filing
15 Jul 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Nick Pizzie, Attorney-in-Fact

Key filing fact

Roger Jeffs filed Form 4 for Axsome Therapeutics, Inc. (AXSM) on 10 Jun 2025.

Key facts

  • This page summarizes Roger Jeffs's Form 4 filing for Axsome Therapeutics, Inc. (AXSM).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 10 Jun 2025, 19:00.

Change

  • Previous filing in this sequence was filed on 05 Jun 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001231615 Primary reporting owner

JEFFS ROGER

Relationship
Director
Address
C/O AXSOME THERAPEUTICS, INC., ONE WORLD TRADE CENTER, 29TH FLOOR, NEW YORK
Signature
/s/ Nick Pizzie, Attorney-in-Fact
Signature date
10 Jun 2025

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AXSM transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+3,166
Change %
Price
$0.000000
Shares after
3,166
Date
06 Jun 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,166
Exercise price
$111.91
Footnotes
F1
AXSM transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+1,429
Change %
Price
$0.000000
Shares after
1,429
Date
06 Jun 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,429
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The options vest in full on the one-year anniversary of the date of grant, June 6, 2026.

Footnote F2

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Footnote F3

The RSUs vest in full on the one-year anniversary of the date of grant, June 6, 2026.

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