Roger H. Lee - 06 Jun 2025 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Reporting relationship: 10%+ Owner
Issuer ticker: CXM
Reported as of: 06 Jun 2025
Net transaction value: -$2,477,611
SEC form: 4
Accepted by SEC: 10 Jun 2025, 18:20:59 UTC
Prior SEC filing: 14 Apr 2025
Source filing: View source filing
Reporting owner signature: /s/ Christopher Schiavo, as Attorney-in-Fact for Roger H. Lee

Key filing fact

Roger H. Lee filed Form 4 for Sprinklr, Inc. (CXM) on 10 Jun 2025.

Key facts

This page summarizes Roger H. Lee's Form 4 filing for Sprinklr, Inc. (CXM).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 10 Jun 2025, 18:20.

Change

Previous filing in this sequence was filed on 14 Apr 2025.
Current net transaction value: -$2,477,611.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001404868 Primary reporting owner

Lee Roger H

Relationship: 10%+ Owner
Address: C/O BATTERY VENTURES, ONE MARINA PARK DRIVE, SUITE 1100, BOSTON
Signature: /s/ Christopher Schiavo, as Attorney-in-Fact for Roger H. Lee
Signature date: 10 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CXM transaction

Class A Common Stock

Sale

Transaction value: $2,477,611
Shares: -285,439
Change %: -100%
Price: $8.68
Shares after: 0
Date: 06 Jun 2025
Ownership: By Trust
Footnotes: F1, F2, F3

CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 11,570,734
Date: 06 Jun 2025
Ownership: By Battery Ventures IX, L.P.
Footnotes: F4

CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 112,687
Date: 06 Jun 2025
Ownership: By Battery Investment Partners IX, LLC
Footnotes: F5

CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 215,670
Date: 06 Jun 2025
Ownership: By Battery Investment Partners Select Fund I, L.P.
Footnotes: F6

CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,180,664
Date: 06 Jun 2025
Ownership: By Battery Ventures Select Fund I, L.P.
Footnotes: F7

CXM holding

Class A Common Trust

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 81,869
Date: 06 Jun 2025
Ownership: By Trust
Footnotes: F2, F8

CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 229,360
Date: 06 Jun 2025
Ownership: Direct
Footnotes: F2, F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $8.58 to $8.77 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.

Footnote F2

The shares held by the Reporting Person reported herein reflect a change in form of ownership, which was exempt from reporting pursuant to Rule 16a-13.

Footnote F3

Securities are held by the Roger and Clarissa Lee Irrevocable Trust of 2016, of which a family member of the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.

Footnote F4

Securities are held by Battery Ventures IX, L.P. ("BV IX"). Battery Partners IX, LLC ("BP IX") is the general partner of BV IX. The Reporting Person is a managing member of BP IX and maybe deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F5

Securities are held by Battery Investment Partners IX, LLC ("BIP IX"). BP IX is the managing member of BIP IX. The Reporting Person is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F6

Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BIP Select I is Battery Partners Select Fund I GP, LLC ("BP Select I GP"). The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F7

Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is BP Select I GP. The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F8

Securities are held by The Lee Family Trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.

Footnote F9

Shares are held jointly with the Reporting Person's spouse.

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