Daniel J. Hennessy - 05 Jun 2025 Form 4 Insider Report for Red Rock Acquisition Corp. (HCVI)

Reporting relationship: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Issuer ticker: HCVI
Reported as of: 05 Jun 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 09 Jun 2025, 16:27:38 UTC
Prior SEC filing: 16 Jan 2025
Next SEC filing: 27 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Daniel J. Hennessy

Key filing fact

Daniel J. Hennessy filed Form 4 for Red Rock Acquisition Corp. (HCVI) on 09 Jun 2025.

Key facts

This page summarizes Daniel J. Hennessy's Form 4 filing for Red Rock Acquisition Corp. (HCVI).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 09 Jun 2025, 16:27.

Change

Previous filing in this sequence was filed on 16 Jan 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (4)

CIK 0001519536 Primary reporting owner

HENNESSY DANIEL J

Relationship: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Address: C/O HENNESSY CAPITAL INVESTMENT CORP. VI, 195 US HWY 50, SUITE 309, ZEPHYR COVE
Signature: /s/ Daniel J. Hennessy
Signature date: 09 Jun 2025

CIK 0001851739

Hennessy Capital Partners VI LLC

Relationship: Other*, 10%+ Owner
Address: 195 US HWY 50, SUITE 309, ZEPHYR COVE
Signature: /s/ Daniel J. Hennessy, Managing Member of Hennessy Capital Group LLC
Signature date: 09 Jun 2025

CIK 0001597166

Hennessy Capital Group LLC

Relationship: Other*, 10%+ Owner
Address: 195 US HWY 50, SUITE 309, ZEPHYR COVE
Signature: /s/ Daniel J. Hennessy, Managing Member of Hennessy Capital Group LLC, Managing Member of Hennessy Capital Partners VI LLC
Signature date: 09 Jun 2025

CIK 0001789408

Hennessy Thomas D

Relationship: Other*, 10%+ Owner
Address: C/O HENNESSY CAPITAL INVESTMENT CORP. VI, 195 US HWY 50, SUITE 309, ZEPHYR COVE
Signature: /s/ Thomas D. Hennessy
Signature date: 09 Jun 2025

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HCVI transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value: $0
Shares: -3,695,000
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 05 Jun 2025
Ownership: See footnote.
Underlying class: Class A Common Stock
Underlying amount: 3,695,000
Exercise price
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Daniel J. Hennessy is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Pursuant to the Business Combination Agreement dated June 17, 2024, as amended, on June 5, 2025, the Issuer consummated its initial business combination with Namib Minerals ("PubCo"), with the Issuer surviving as a subsidiary of PubCo (the "Closing"). At the Closing, these securities were automatically cancelled in exchange for the right to receive ordinary shares of PubCo on a one-for-one basis.

Footnote F2

Amount has been adjusted to reflect the forfeiture of 7,544,318 shares of Class B common stock for no further consideration at the Closing pursuant to the Sponsor Letter Agreement, as amended and restated on April 14, 2025, which forfeiture is exempt from Section 16 pursuant to Rule 16b-6(d) and Rule 16a-4(d) promulgated under the Securities Exchange Act of 1934, as amended.

Footnote F3

These shares of Class B common stock were held by Hennessy Capital Partners VI LLC ("HCP"). Daniel J. Hennessy, the Chairman of the Board and Chief Executive Officer of the Issuer, and Thomas D. Hennessy are the sole managing members of Hennessy Capital Group LLC, the managing member of HCP. Consequently, each of Mr. Daniel Hennessy and Mr. Thomas Hennessy may be deemed the beneficial owner of securities held by HCP and have shared voting and dispositive control over such securities. Each of Mr. Daniel Hennessy and Mr. Thomas Hennessy disclaims beneficial ownership over any securities owned by HCP in which he does not have any pecuniary interest.

SEC remarks

By virtue of Mr. Daniel Hennessy's position as a director on the Board, for purposes of Section 16, each of the other Reporting Persons may be deemed to be a director of the Issuer by deputization of Mr. Daniel Hennessy.