Thomas J. Kozlowski Jr. - 16 Sep 2015 Form 4 Insider Report for AppTech Payments Corp. (APCX)

Reporting relationship: Director
Issuer ticker: APCX
Reported as of: 16 Sep 2015
Net transaction value: +$1,338,498
SEC form: 4
Accepted by SEC: 06 Jun 2025, 17:30:45 UTC
Next SEC filing: 16 Jan 2025
Source filing: View source filing
Reporting owner signature: /s/ Thomas J. Kozlowski, Jr.

Key filing fact

Thomas J. Kozlowski Jr. filed Form 4 for AppTech Payments Corp. (APCX) on 06 Jun 2025.

Key facts

This page summarizes Thomas J. Kozlowski Jr.'s Form 4 filing for AppTech Payments Corp. (APCX).
42 reported transactions and 12 derivative rows are listed below.
Accepted by SEC: 06 Jun 2025, 17:30.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$1,338,498.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002051134 Primary reporting owner

Kozlowski Thomas J. Jr.

Relationship: Director
Address: 5876 OWEN AVE., SUITE 100, CARLSBAD
Signature: /s/ Thomas J. Kozlowski, Jr.
Signature date: 06 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

APCX transaction

Common Stock

Award

Transaction value: $20,000
Shares: +26,316
Change %
Price: $0.7600
Shares after: 26,316
Date: 16 Sep 2015
Ownership: Direct

APCX transaction

Common Stock

Award

Transaction value: $9,999
Shares: +13,157
Change %: +50%
Price: $0.7600
Shares after: 39,473
Date: 18 Dec 2015
Ownership: Direct

APCX transaction

Common Stock

Award

Transaction value: $150,000
Shares: +105,263
Change %: +267%
Price: $1.42
Shares after: 144,736
Date: 28 Dec 2015
Ownership: By Roth IRA
Footnotes: F1

APCX transaction

Common Stock

Award

Transaction value: $500
Shares: +526
Change %: +0.36%
Price: $0.9500
Shares after: 145,262
Date: 23 May 2016
Ownership: Direct

APCX transaction

Common Stock

Award

Transaction value: $12,499
Shares: +13,157
Change %: +9.1%
Price: $0.9500
Shares after: 158,419
Date: 25 May 2016
Ownership: Direct

APCX transaction

Common Stock

Award

Transaction value: $2,400
Shares: +3,158
Change %: +2%
Price: $0.7600
Shares after: 161,577
Date: 17 Jun 2016
Ownership: Direct

APCX transaction

Common Stock

Award

Transaction value: $17,500
Shares: +36,842
Change %: +23%
Price: $0.4750
Shares after: 198,419
Date: 31 Mar 2017
Ownership: Direct

APCX transaction

Common Stock

Award

Transaction value: $7,500
Shares: +26,316
Change %: +13%
Price: $0.2850
Shares after: 224,735
Date: 09 Aug 2017
Ownership: Direct

APCX transaction

Common Stock

Award

Transaction value: $62,500
Shares: +26,316
Change %: +12%
Price: $2.38
Shares after: 251,051
Date: 18 Sep 2020
Ownership: By LLC
Footnotes: F2

APCX transaction

Common Stock

Award

Transaction value: $83,738
Shares: +26,316
Change %: +10%
Price: $3.18
Shares after: 277,367
Date: 19 Feb 2021
Ownership: Direct

APCX transaction

Common Stock

Award

Transaction value: $16,744
Shares: +5,262
Change %: +1.9%
Price: $3.18
Shares after: 282,629
Date: 19 Feb 2021
Ownership: By LLC
Footnotes: F2

APCX transaction

Common Stock

Award

Transaction value: $28,749
Shares: +12,105
Change %: +4.3%
Price: $2.38
Shares after: 294,734
Date: 23 Sep 2021
Ownership: Direct

APCX transaction

Common Stock

Award

Transaction value: $127,799
Shares: +37,368
Change %: +13%
Price: $3.42
Shares after: 332,102
Date: 15 Nov 2021
Ownership: By LLC
Footnotes: F2

APCX transaction

Common Stock

Award

Transaction value: $9,750
Shares: +7,500
Change %: +2.3%
Price: $1.30
Shares after: 339,602
Date: 24 Mar 2022
Ownership: By IRA
Footnotes: F3

APCX transaction

Common Stock

Award

Transaction value: $16,125
Shares: +12,500
Change %: +3.7%
Price: $1.29
Shares after: 352,102
Date: 28 Mar 2022
Ownership: Direct

APCX transaction

Common Stock

Award

Transaction value: $15,326
Shares: +19,400
Change %: +5.5%
Price: $0.7900
Shares after: 371,502
Date: 16 Jun 2022
Ownership: Direct

APCX transaction

Common Stock

Award

Transaction value: $11,962
Shares: +13,440
Change %: +3.6%
Price: $0.8900
Shares after: 384,942
Date: 21 Oct 2022
Ownership: Direct

APCX transaction

Common Stock

Award

Transaction value: $6,820
Shares: +15,500
Change %: +4%
Price: $0.4400
Shares after: 400,442
Date: 09 Dec 2024
Ownership: By IRA
Footnotes: F3

APCX transaction

Common Stock

Award

Transaction value: $83,300
Shares: +100,000
Change %: +25%
Price: $0.8330
Shares after: 500,442
Date: 30 Dec 2024
Ownership: By Roth IRA
Footnotes: F1, F4

APCX transaction

Common Stock

Award

Transaction value: $166,600
Shares: +200,000
Change %: +40%
Price: $0.8330
Shares after: 700,442
Date: 30 Dec 2024
Ownership: Direct
Footnotes: F4

APCX transaction

Common Stock

Award

Transaction value: $250,000
Shares: +250,000
Change %: +36%
Price: $1.00
Shares after: 950,442
Date: 20 Mar 2025
Ownership: By LLC
Footnotes: F2, F5

APCX transaction

Common Stock

Award

Transaction value: $2,380
Shares: +28,000
Change %: +2.9%
Price: $0.0850
Shares after: 978,442
Date: 22 May 2025
Ownership: By LLC
Footnotes: F2

APCX transaction

Common Stock

Award

Transaction value: $3,300
Shares: +22,000
Change %: +2.2%
Price: $0.1500
Shares after: 1,000,442
Date: 22 May 2025
Ownership: By IRA
Footnotes: F3

APCX transaction

Common Stock

Award

Transaction value: $6,295
Shares: +25,000
Change %: +2.5%
Price: $0.2518
Shares after: 1,025,442
Date: 23 May 2025
Ownership: By LLC
Footnotes: F2

APCX transaction

Common Stock

Award

Transaction value: $5,404
Shares: +15,000
Change %: +1.5%
Price: $0.3603
Shares after: 1,040,442
Date: 27 May 2025
Ownership: By LLC
Footnotes: F2

APCX transaction

Common Stock

Award

Transaction value: $811
Shares: +2,912
Change %: +0.28%
Price: $0.2786
Shares after: 1,043,354
Date: 29 May 2025
Ownership: Direct

APCX transaction

Common Stock

Award

Transaction value: $3,121
Shares: +10,785
Change %: +1%
Price: $0.2894
Shares after: 1,054,139
Date: 04 Jun 2025
Ownership: Direct

APCX transaction

Common Stock

Award

Transaction value: $200,000
Shares: +200,000
Change %: +19%
Price: $1.00
Shares after: 1,254,139
Date: 05 Jun 2025
Ownership: By Roth IRA
Footnotes: F1, F5

APCX transaction

Common Stock

Award

Transaction value: $1,768
Shares: +6,076
Change %: +0.48%
Price: $0.2910
Shares after: 1,260,215
Date: 05 Jun 2025
Ownership: By LLC
Footnotes: F2

APCX transaction

Common Stock

Award

Transaction value: $7,737
Shares: +27,195
Change %: +2.2%
Price: $0.2845
Shares after: 1,287,410
Date: 06 Jun 2025
Ownership: By LLC
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

APCX transaction Derivative

APCXW

Award

Transaction value: $541
Shares: +2,256
Change %
Price: $0.2400
Shares after: 2,256
Date: 26 May 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,256
Exercise price: $4.15

APCX transaction Derivative

APCXW

Award

Transaction value: $1,809
Shares: +6,700
Change %: +297%
Price: $0.2700
Shares after: 8,956
Date: 06 Jun 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,700
Exercise price: $4.15

APCX transaction Derivative

APCXW

Award

Transaction value: $2,445
Shares: +9,054
Change %: +101%
Price: $0.2700
Shares after: 18,010
Date: 07 Jun 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 9,054
Exercise price: $4.15

APCX transaction Derivative

APCXW

Award

Transaction value: $3,075
Shares: +12,300
Change %: +68%
Price: $0.2500
Shares after: 30,310
Date: 21 Oct 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 12,300
Exercise price: $4.15

APCX transaction Derivative

Firm Warrant 4

Award

Transaction value
Shares: +100,000
Change %: +330%
Price
Shares after: 130,310
Date: 30 Dec 2024
Ownership: By Roth IRA
Underlying class: Common Stock
Underlying amount: 100,000
Exercise price: $0.9000
Footnotes: F1, F4

APCX transaction Derivative

Firm Warrant 4

Award

Transaction value
Shares: +200,000
Change %: +153%
Price
Shares after: 330,310
Date: 30 Dec 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 200,000
Exercise price: $0.9000
Footnotes: F4

APCX transaction Derivative

Firm Warrant 5

Award

Transaction value
Shares: +150,000
Change %: +45%
Price
Shares after: 480,310
Date: 30 Dec 2024
Ownership: By Roth IRA
Underlying class: Common Stock
Underlying amount: 150,000
Exercise price: $1.20
Footnotes: F1, F4

APCX transaction Derivative

Firm Warrant 5

Award

Transaction value
Shares: +300,000
Change %: +62%
Price
Shares after: 780,310
Date: 30 Dec 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 300,000
Exercise price: $1.20
Footnotes: F4

APCX transaction Derivative

Firm Warrant 6

Award

Transaction value
Shares: +250,000
Change %: +32%
Price
Shares after: 1,030,310
Date: 20 Mar 2025
Ownership: By LLC
Underlying class: Common Stock
Underlying amount: 250,000
Exercise price: $0.9000
Footnotes: F2, F5

APCX transaction Derivative

Firm Warrant 7

Award

Transaction value
Shares: +375,000
Change %: +36%
Price
Shares after: 1,405,310
Date: 20 Mar 2025
Ownership: By LLC
Underlying class: Common Stock
Underlying amount: 375,000
Exercise price: $1.20
Footnotes: F2, F5

APCX transaction Derivative

Firm Warrant 6

Award

Transaction value
Shares: +200,000
Change %: +14%
Price
Shares after: 1,605,310
Date: 05 Jun 2025
Ownership: By Roth IRA
Underlying class: Common Stock
Underlying amount: 200,000
Exercise price: $0.9000
Footnotes: F1, F5

APCX transaction Derivative

Firm Warrant 7

Award

Transaction value
Shares: +300,000
Change %: +19%
Price
Shares after: 1,905,310
Date: 05 Jun 2025
Ownership: By Roth IRA
Underlying class: Common Stock
Underlying amount: 300,000
Exercise price: $1.20
Footnotes: F1, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The Thomas J. Kozlowski, Jr. Roth IRA dated 12/31/2019. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants.

Footnote F2

Timber Ridge Ventures, LLC, dated 7/4/2018. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants and is the Manager.

Footnote F3

The Thomas J. Kozlowski, Jr. IRA dated 12/29/2017. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants.

Footnote F4

Warrants were issued in conjunction with direct investments in the Company with a share allocation form AFIOS Partners 6, where each $0.833 investment resulted in the issuance of one share of common stock, one warrant exercisable at $0.90, and 150% additional warrant coverage exercisable at $1.20.

Footnote F5

Warrants were issued in conjunction with direct investments in the Company with a share allocation form AFIOS Partners 7, where each $1.00 investment resulted in the issuance of one share of common stock, one warrant exercisable at $0.90, and 150% additional warrant coverage exercisable at $1.20.