J. Brendan Herron - 04 Jun 2025 Form 4 Insider Report for Shimmick Corp (SHIM)

Reporting relationship: Director
Issuer ticker: SHIM
Reported as of: 04 Jun 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 05 Jun 2025, 16:49:58 UTC
Prior SEC filing: 23 Aug 2024
Source filing: View source filing
Reporting owner signature: /s/ John Carpenter, Power of Attorney for J. Brendan Herron

Key filing fact

J. Brendan Herron filed Form 4 for Shimmick Corp (SHIM) on 05 Jun 2025.

Key facts

This page summarizes J. Brendan Herron's Form 4 filing for Shimmick Corp (SHIM).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 05 Jun 2025, 16:49.

Change

Previous filing in this sequence was filed on 23 Aug 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001574220 Primary reporting owner

Herron J Brendan

Relationship: Director
Address: C/O SHIMMICK CORPORATION, 530 TECHNOLOGY DRIVE, SUITE 300, IRVINE
Signature: /s/ John Carpenter, Power of Attorney for J. Brendan Herron
Signature date: 05 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SHIM transaction

Common Stock, par value $0.01 per share

Options Exercise

Transaction value
Shares: +84,269
Change %: +118%
Price
Shares after: 155,778
Date: 04 Jun 2025
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SHIM transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -84,269
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 04 Jun 2025
Ownership: Direct
Underlying class: Common Stock, par value $0.01 per share
Underlying amount: 84,269
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

J. Brendan Herron is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

RSUs convert into common stock on a one-for-one basis.

Footnote F2

On June 6, 2024, the Reporting Person was granted 84,269 RSUs, vesting and settling upon the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date.