Phillip J. Ahn - 02 Jun 2025 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Reporting relationship: CFO & Chief Operating Officer
Issuer ticker: RILY
Reported as of: 02 Jun 2025
Net transaction value: -$22,414
SEC form: 4
Accepted by SEC: 04 Jun 2025, 17:00:14 UTC
Prior SEC filing: 18 Mar 2025
Source filing: View source filing
Reporting owner signature: /s/ Phillip J. Ahn

Key filing fact

Phillip J. Ahn filed Form 4 for B. Riley Financial, Inc. (RILY) on 04 Jun 2025.

Key facts

This page summarizes Phillip J. Ahn's Form 4 filing for B. Riley Financial, Inc. (RILY).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 04 Jun 2025, 17:00.

Change

Previous filing in this sequence was filed on 18 Mar 2025.
Current net transaction value: -$22,414.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001574572 Primary reporting owner

Ahn Phillip J.

Relationship: CFO & Chief Operating Officer
Address: C/O B. RILEY FINANCIAL, INC., 11100 SANTA MONICA BLVD., SUITE 800, LOS ANGELES
Signature: /s/ Phillip J. Ahn
Signature date: 04 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RILY transaction

Common Stock

Disposed to Issuer

Transaction value: $22,414
Shares: -7,349
Change %: -2.5%
Price: $3.05
Shares after: 285,122
Date: 02 Jun 2025
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 1 footnote

Footnote F1

Represents the cash settlement on June 2, 2025 of restricted stock units (RSUs) granted on May 24, 2022 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $3.05, the closing price per share of common stock of the Company on May 30, 2025.