Dixon Doll Jr. - 12 Sep 2022 Form 4 Insider Report for CompoSecure, Inc. (CMPO)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
14 Sep 2022, 19:22:25 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Dixon Doll, Jr.

Key filing fact

Dixon Doll Jr. filed Form 4 for CompoSecure, Inc. (CMPO) on 14 Sep 2022.

Key facts

  • This page summarizes Dixon Doll Jr.'s Form 4 filing for CompoSecure, Inc. (CMPO).
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 14 Sep 2022, 19:22.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$347,759.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CMPO transaction

Class A Common Stock

Sale

Transaction value
$34,085
Shares
-5,680
Change %
-0.12%
Price
$6.00
Shares after
4,817,732
Date
12 Sep 2022
Ownership
See footnote
Footnotes
F1, F2
CMPO transaction

Class A Common Stock

Sale

Transaction value
$170,176
Shares
-30,296
Change %
-0.63%
Price
$5.62
Shares after
4,787,436
Date
13 Sep 2022
Ownership
See footnote
Footnotes
F2, F3
CMPO transaction

Class A Common Stock

Sale

Transaction value
$143,498
Shares
-26,507
Change %
-0.55%
Price
$5.41
Shares after
4,760,929
Date
14 Sep 2022
Ownership
See footnote
Footnotes
F2, F4
CMPO holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
100
Date
12 Sep 2022
Ownership
Direct
CMPO holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,300
Date
12 Sep 2022
Ownership
By daughter
Footnotes
F5
CMPO holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,350
Date
12 Sep 2022
Ownership
By son
Footnotes
F5
CMPO holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,330
Date
12 Sep 2022
Ownership
By daughter's trust
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.

Footnote F2

As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.78, inclusive.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.54, inclusive.

Footnote F5

Shares of Class A Common Stock held by accounts for the benefit of the reporting person's son and daughter. Since the reporting person's son and daughter are dependent children, the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by them as a result of his pecuniary interest therein. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Footnote F6

Shares of Class A Common Stock held by a trust account for the benefit of the reporting person's daughter who is a dependent of the reporting person. As trustee of his daughter's trust, the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the trust. As the beneficiary of the trust is a dependent of the reporting person's household, the reporting person may be deemed to have a pecuniary interest in the shares held thereby. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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