Brendan P. O'Grady - 31 May 2025 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)

Reporting relationship: CEO, Director
Issuer ticker: ASRT
Reported as of: 31 May 2025
Net transaction value: -$32,827
SEC form: 4
Accepted by SEC: 03 Jun 2025, 18:00:13 UTC
Prior SEC filing: 20 Feb 2025
Next SEC filing: 31 Jul 2026
Source filing: View source filing
Reporting owner signature: /s/ Sam Schlessinger, Attorney-in-Fact for Brendan P. O'Grady

Key filing fact

Brendan P. O'Grady filed Form 4 for Assertio Holdings, Inc. (ASRT) on 03 Jun 2025.

Key facts

This page summarizes Brendan P. O'Grady's Form 4 filing for Assertio Holdings, Inc. (ASRT).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Jun 2025, 18:00.

Change

Previous filing in this sequence was filed on 20 Feb 2025.
Current net transaction value: -$32,827.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001726533 Primary reporting owner

O'Grady Brendan P.

Relationship: CEO, Director
Address: ASSERTIO HOLDINGS, INC., 100 SOUTH SAUNDERS ROAD, SUITE 300, LAKE FOREST
Signature: /s/ Sam Schlessinger, Attorney-in-Fact for Brendan P. O'Grady
Signature date: 03 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ASRT transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +166,665
Change %: +1424%
Price: $0.000000
Shares after: 178,371
Date: 31 May 2025
Ownership: Direct

ASRT transaction

Common Stock

Tax liability

Transaction value: $32,827
Shares: -49,416
Change %: -28%
Price: $0.6643
Shares after: 128,955
Date: 31 May 2025
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASRT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -166,665
Change %: -33%
Price: $0.000000
Shares after: 333,335
Date: 31 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 166,665
Exercise price: $0.000000
Footnotes: F2, F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.

Footnote F3

One-third of these restricted stock units vests on each of May 31, 2025, 2026 and 2027, assuming continued employment through the applicable vesting date.

Footnote F4

The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.