Jr. Stephen M. Ward - 29 May 2025 Form 4 Insider Report for C3.ai, Inc. (AI)

Reporting relationship: Director
Issuer ticker: AI
Reported as of: 29 May 2025
Net transaction value: -$917,146
SEC form: 4
Accepted by SEC: 02 Jun 2025, 19:21:56 UTC
Prior SEC filing: 31 Jan 2025
Next SEC filing: 16 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Andrew Thomases, Attorney-in-Fact

Key filing fact

Jr. Stephen M. Ward filed Form 4 for C3.ai, Inc. (AI) on 02 Jun 2025.

Key facts

This page summarizes Jr. Stephen M. Ward's Form 4 filing for C3.ai, Inc. (AI).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 02 Jun 2025, 19:21.

Change

Previous filing in this sequence was filed on 31 Jan 2025.
Current net transaction value: -$917,146.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001164644 Primary reporting owner

WARD JR STEPHEN M

Relationship: Director
Address: C/O C3.AI, INC., 1400 SEAPORT BLVD, REDWOOD CITY
Signature: /s/ Andrew Thomases, Attorney-in-Fact
Signature date: 02 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AI transaction

Class A Common Stock

Options Exercise

Transaction value: $198,348
Shares: +42,382
Change %: +7.8%
Price: $4.68
Shares after: 588,877
Date: 29 May 2025
Ownership: Direct
Footnotes: F1

AI transaction

Class A Common Stock

Sale

Transaction value: $1,115,494
Shares: -42,382
Change %: -7.2%
Price: $26.32
Shares after: 546,495
Date: 29 May 2025
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AI transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -42,382
Change %: -81%
Price: $0.000000
Shares after: 10,196
Date: 29 May 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 42,382
Exercise price: $4.68
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.

Footnote F2

Fully vested.