Key facts
- This page summarizes Richard C. Levin's Form 4 filing for C3.ai, Inc. (AI).
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 02 Jun 2025, 19:19.
Richard C. Levin - 29 May 2025 Form 4 Insider Report for C3.ai, Inc. (AI)
- Reporting relationship
- Director
- Issuer ticker
- AI
- Reported as of
- 29 May 2025
- Net transaction value
- -$962,168
- SEC form
- 4
- Accepted by SEC
- 02 Jun 2025, 19:19:42 UTC
- Prior SEC filing
- 04 Feb 2025
- Next SEC filing
- 07 Oct 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Andrew Thomases, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Richard C. Levin filed Form 4 for C3.ai, Inc. (AI) on 02 Jun 2025.
Change
- Previous filing in this sequence was filed on 04 Feb 2025.
- Current net transaction value: -$962,168.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001255200
Primary reporting owner
LEVIN RICHARD C
- Relationship
- Director
- Address
- C/O C3.AI, INC., 1400 SEAPORT BLVD, REDWOOD CITY
- Signature
- /s/ Andrew Thomases, Attorney-in-Fact
- Signature date
- 02 Jun 2025
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $168,480
- Shares
- +36,000
- Change %
- +22%
- Price
- $4.68
- Shares after
- 197,664
- Date
- 29 May 2025
- Ownership
- Direct
- Footnotes
- F1
AI
transaction
Class A Common Stock
Sale
- Transaction value
- $473,760
- Shares
- -18,000
- Change %
- -9.1%
- Price
- $26.32
- Shares after
- 179,664
- Date
- 29 May 2025
- Ownership
- Direct
- Footnotes
- F1
AI
transaction
Class A Common Stock
Sale
- Transaction value
- $540,360
- Shares
- -18,000
- Change %
- -10%
- Price
- $30.02
- Shares after
- 161,664
- Date
- 29 May 2025
- Ownership
- Direct
- Footnotes
- F1, F2
AI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $18,509
- Shares
- +3,955
- Change %
- +2.4%
- Price
- $4.68
- Shares after
- 165,619
- Date
- 02 Jun 2025
- Ownership
- Direct
- Footnotes
- F1
AI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $22,822
- Shares
- +2,045
- Change %
- +1.2%
- Price
- $11.16
- Shares after
- 167,664
- Date
- 02 Jun 2025
- Ownership
- Direct
- Footnotes
- F1
AI
transaction
Class A Common Stock
Sale
- Transaction value
- $157,860
- Shares
- -6,000
- Change %
- -3.6%
- Price
- $26.31
- Shares after
- 161,664
- Date
- 02 Jun 2025
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AI
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -36,000
- Change %
- -90%
- Price
- $0.000000
- Shares after
- 3,955
- Date
- 29 May 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 36,000
- Exercise price
- $4.68
- Footnotes
- F1, F3
AI
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -3,955
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 02 Jun 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 3,955
- Exercise price
- $4.68
- Footnotes
- F1, F3
AI
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -2,045
- Change %
- -2%
- Price
- $0.000000
- Shares after
- 98,789
- Date
- 02 Jun 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,045
- Exercise price
- $11.16
- Footnotes
- F1, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 5 footnotes
Footnote F1
The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.
Footnote F2
Represents weighted average sales price. The shares were sold at prices ranging from $30.00 to $30.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F3
Fully vested.
Footnote F4
Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on August 28, 2020 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.
Footnote F5
Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3.