Marc Wade Rosenbaum - 01 Mar 2023 Form 4 Insider Report for NUVASIVE INC

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Mar 2023, 16:52:44 UTC
Prior SEC filing
19 May 2022
Next SEC filing
15 Aug 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Nathaniel B. Sisitsky, Attorney-in-fact for Marc W. Rosenbaum

Key filing fact

Marc Wade Rosenbaum filed Form 4 for NUVASIVE INC on 03 Mar 2023.

Key facts

  • This page summarizes Marc Wade Rosenbaum's Form 4 filing for NUVASIVE INC.
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 03 Mar 2023, 16:52.

Change

  • Previous filing in this sequence was filed on 19 May 2022.
  • Current net transaction value: -$31,789.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NUVA transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+1,829
Change %
+17%
Price
$0.000000
Shares after
12,324
Date
01 Mar 2023
Ownership
Direct
Footnotes
F1
NUVA transaction

Common Stock

Tax liability

Transaction value
$31,789
Shares
-745
Change %
-6%
Price
$42.67
Shares after
11,579
Date
01 Mar 2023
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NUVA transaction Derivative

RSUs

Options Exercise

Transaction value
$0
Shares
-1,829
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,829
Exercise price
$0.000000
Footnotes
F3, F4
NUVA transaction Derivative

RSUs

Award

Transaction value
$0
Shares
+7,148
Change %
Price
$0.000000
Shares after
7,148
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,148
Exercise price
$0.000000
Footnotes
F3, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards. Amount includes 152 shares acquired under the Issuer's employee stock purchase plan in October 2022.

Footnote F2

Shares withheld by the Issuer to satisfy tax withholding obligations.

Footnote F3

Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.

Footnote F4

This RSU award was granted to the Reporting Person on March 2, 2020. In accordance with the terms of the RSU award, the award vested as to 1,829 shares on March 1, 2023.

Footnote F5

This RSU award was granted to the Reporting Person on March 1, 2023. In accordance with the terms of the RSU award, the award will vest in full on March 1, 2026.

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