Key facts
- This page summarizes Gregory T. Lucier's Form 4 filing for NUVASIVE INC.
- 7 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 20 May 2021, 18:01.
Gregory T. Lucier - 18 May 2021 Form 4 Insider Report for NUVASIVE INC
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 18 May 2021
- Net transaction value
- -$591,208
- SEC form
- 4
- Accepted by SEC
- 20 May 2021, 18:01:54 UTC
- Prior SEC filing
- 12 Apr 2022
- Next SEC filing
- 01 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Nathaniel B. Sisitsky, Attorney-in-Fact for Gregory T. Lucier
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Gregory T. Lucier filed Form 4 for NUVASIVE INC on 20 May 2021.
Change
- Previous filing in this sequence was filed on 12 Apr 2022.
- Current net transaction value: -$591,208.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NUVA
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +19,125
- Change %
- +7.7%
- Price
- $0.000000
- Shares after
- 266,344
- Date
- 18 May 2021
- Ownership
- Family Trust
- Footnotes
- F1, F2
NUVA
transaction
Common Stock
Tax liability
- Transaction value
- $591,208
- Shares
- -8,405
- Change %
- -3.2%
- Price
- $70.34
- Shares after
- 257,939
- Date
- 18 May 2021
- Ownership
- Family Trust
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NUVA
transaction
Derivative
RSUs
Options Exercise
- Transaction value
- $0
- Shares
- -8,312
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 18 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,312
- Exercise price
- $0.000000
- Footnotes
- F4, F5
NUVA
transaction
Derivative
RSUs
Options Exercise
- Transaction value
- $0
- Shares
- -1,416
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 18 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,416
- Exercise price
- $0.000000
- Footnotes
- F4, F5
NUVA
transaction
Derivative
RSUs
Options Exercise
- Transaction value
- $0
- Shares
- -3,725
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 18 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,725
- Exercise price
- $0.000000
- Footnotes
- F4, F6
NUVA
transaction
Derivative
RSUs
Options Exercise
- Transaction value
- $0
- Shares
- -2,577
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 18 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,577
- Exercise price
- $0.000000
- Footnotes
- F4, F7
NUVA
transaction
Derivative
RSUs
Options Exercise
- Transaction value
- $0
- Shares
- -3,095
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 18 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,095
- Exercise price
- $0.000000
- Footnotes
- F4, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Gregory T. Lucier is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 8 footnotes
Footnote F1
On May 18, 2021, the Reporting Person retired from his position as a member of the Issuer's Board of Directors. Pursuant to deferral elections made by the Reporting Person, all shares underlying Restricted Stock Units ("RSUs") subject to such deferrals will be delivered to the Reporting Person promptly following May 18, 2021, the date on which the Reporting Person retired.
Footnote F2
Shares indirectly held by the Reporting Person.
Footnote F3
Shares withheld by the Issuer to satisfy tax withholding obligations.
Footnote F4
Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.
Footnote F5
This RSU award was granted to the Reporting Person on December 4, 2013 and is fully vested.
Footnote F6
This RSU award was granted to the Reporting Person on May 22, 2014 and is fully vested.
Footnote F7
This RSU award was granted to the Reporting Person on May 9, 2019 and is fully vested.
Footnote F8
This RSU award was granted to the Reporting Person on May 28, 2020 and is fully vested.