Key facts
- This page summarizes Gary S. Rosenbach's Form 4 filing for HARTE HANKS INC (HHS).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 30 May 2025, 20:02.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Purchase
Additional SEC filing notes
Footnote F1
See Exhibit 99.1 attached hereto for the list of transactions by the Reporting Person from July 12, 2023 through the filing date of this Form 4.
Footnote F2
The securities to which this filing relates are held directly by Gary S. Rosenbach ("Mr. Rosenbach" or the "Reporting Person") and his spouse, Susan Rosenbach ("Ms. Rosenbach" and together with Mr. Rosenbach, "Rosenbach"), as well as the securities held by family trusts for which Rosenbach together serve as trustees. Mr. Rosenbach disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.
Footnote F3
As of the date hereof, Mr. Rosenbach may be deemed to beneficially own 2,118,635 shares of Common Stock, which is comprised of: (i) 1,464,762 shares of Common Stock which Rosenbach own jointly, (ii) 116,441 shares of Common Stock held in family trusts for which Rosenbach together serve as trustees, (iii) 532,562 shares of Common Stock held in the retirement account of Mr. Rosenbach and (iv) 4,870 shares of Common Stock held in the retirement account of Ms. Rosenbach.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.3350 to $5.3800, inclusive. The Reporting Person has provided to the Issuer and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
SEC remarks
Exhibit List - Exhibit 99.1 sets forth the list of transactions by the Reporting Person from July 12, 2023 through the filing of this Form 4. The Reporting Person has disgorged to the Issuer the statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transactions reported herein.