Neeraj Agrawal - 27 May 2025 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Reporting relationship: Director, 10%+ Owner
Issuer ticker: CXM
Reported as of: 27 May 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 29 May 2025, 17:34:57 UTC
Prior SEC filing: 16 Apr 2025
Next SEC filing: 02 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Christopher Schiavo, as Attorney-in-Fact for Neeraj Agrawal

Key filing fact

Neeraj Agrawal filed Form 4 for Sprinklr, Inc. (CXM) on 29 May 2025.

Key facts

This page summarizes Neeraj Agrawal's Form 4 filing for Sprinklr, Inc. (CXM).
4 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 29 May 2025, 17:34.

Change

Previous filing in this sequence was filed on 16 Apr 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001532809 Primary reporting owner

Agrawal Neeraj

Relationship: Director, 10%+ Owner
Address: C/O SPRINKLR, INC., 441 9TH AVENUE, 12TH FLOOR, NEW YORK
Signature: /s/ Christopher Schiavo, as Attorney-in-Fact for Neeraj Agrawal
Signature date: 29 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CXM transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares: +5,334,367
Change %: +86%
Price
Shares after: 11,570,734
Date: 27 May 2025
Ownership: By Battery Ventures IX, L.P.
Footnotes: F1, F2

CXM transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares: +53,335
Change %: +90%
Price
Shares after: 112,687
Date: 27 May 2025
Ownership: By Battery Investment Partners IX, LLC
Footnotes: F1, F3

CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 349,931
Date: 27 May 2025
Ownership: Direct

CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 700,244
Date: 27 May 2025
Ownership: By Trust
Footnotes: F4

CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,505
Date: 27 May 2025
Ownership: By Trust
Footnotes: F5

CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,180,664
Date: 27 May 2025
Ownership: By Battery Ventures Select Fund I, L.P.
Footnotes: F6

CXM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 215,670
Date: 27 May 2025
Ownership: By Battery Investment Partners Select Fund I, L.P.
Footnotes: F7

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CXM transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value: $0
Shares: -5,334,367
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 27 May 2025
Ownership: By Battery Ventures IX, L.P.
Underlying class: Class A Common Stock
Underlying amount: 5,334,367
Exercise price
Footnotes: F1, F2, F8

CXM transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value: $0
Shares: -53,335
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 27 May 2025
Ownership: By Battery Investment Partners IX, LLC
Underlying class: Class A Common Stock
Underlying amount: 53,335
Exercise price
Footnotes: F1, F3, F8

CXM holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,203,568
Date: 27 May 2025
Ownership: By Battery Ventures Select Fund I, L.P.
Underlying class: Class A Common Stock
Underlying amount: 1,203,568
Exercise price
Footnotes: F6, F8

CXM holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 119,034
Date: 27 May 2025
Ownership: By Battery Investment Partners Select Fund I, L.P.
Underlying class: Class A Common Stock
Underlying amount: 119,034
Exercise price
Footnotes: F7, F8

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.

Footnote F2

Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX. The Reporting Person is a managing member of BP IX and maybe deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F3

Securities are held by BIP IX. BP IX is the managing member of BIP IX. The Reporting Person is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F4

Securities are held by the Neeraj Agrawal Irrevocable GST Trust of 2013, of which the Reporting Person's spouse is the trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.

Footnote F5

Securities are held by Neeraj Agrawal Revocable Trust of 2012, of which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.

Footnote F6

Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is Select Fund I GP, LLC ("BP Select I GP"). The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F7

Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BP Select I GP. The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F8

Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.