Troy Alstead - 22 May 2025 Form 4 Insider Report for Heritage Distilling Holding Company, Inc. (CASK)

Reporting relationship: Director
Issuer ticker: CASK
Reported as of: 22 May 2025
Net transaction value: +$54,060
SEC form: 4
Accepted by SEC: 27 May 2025, 17:41:12 UTC
Prior SEC filing: 22 May 2025
Next SEC filing: 12 Aug 2025
Source filing: View source filing
Reporting owner signature: /s/ Justin B. Stiefel, attorney-in-fact for Troy Alstead

Key filing fact

Troy Alstead filed Form 4 for Heritage Distilling Holding Company, Inc. (CASK) on 27 May 2025.

Key facts

This page summarizes Troy Alstead's Form 4 filing for Heritage Distilling Holding Company, Inc. (CASK).
4 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 27 May 2025, 17:41.

Change

Previous filing in this sequence was filed on 22 May 2025.
Current net transaction value: +$54,060.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001450940 Primary reporting owner

Alstead Troy

Relationship: Director
Address: C/O HERITAGE DISTILLING HOLDING COMPANY, 9668 BUJACICH ROAD, GIG HARBOR
Signature: /s/ Justin B. Stiefel, attorney-in-fact for Troy Alstead
Signature date: 27 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CASK transaction

Common Stock

Options Exercise

Transaction value: $54,060
Shares: +102,000
Change %: +816%
Price: $0.5300
Shares after: 114,500
Date: 22 May 2025
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CASK transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +100,000
Change %
Price: $0.000000
Shares after: 100,000
Date: 22 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 100,000
Exercise price
Footnotes: F1, F2

CASK transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +2,000
Change %: +2%
Price: $0.000000
Shares after: 102,000
Date: 22 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,000
Exercise price
Footnotes: F1, F3

CASK transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -102,000
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 22 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 102,000
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

Footnote F2

The RSUs vested in full immediately upon grant on May 22, 2025.

Footnote F3

The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.