Christopher Nave - 30 Sep 2024 Form 3/A - Amendment Insider Report for EBR Systems, Inc. (EBRCZ)

Reporting relationship: Director
Issuer ticker: EBRCZ
Reported as of: 30 Sep 2024
Net transaction value: $0
SEC form: 3/A - Amendment
Accepted by SEC: 22 May 2025, 21:33:21 UTC
Original report date: 30 Sep 2024
Next SEC filing: 22 May 2025
Source filing: View source filing
Reporting owner signature: /s/ Gary W Doherty, Attorney-in-Fact

Key filing fact

Christopher Nave filed Form 3/A - Amendment for EBR Systems, Inc. (EBRCZ) on 22 May 2025.

Key facts

This page summarizes Christopher Nave's Form 3/A - Amendment filing for EBR Systems, Inc. (EBRCZ).
0 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 22 May 2025, 21:33.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0002037312 Primary reporting owner

Nave Christopher

Relationship: Director
Address: 480 OAKMEAD PARKWAY, SUNNYVALE
Signature: /s/ Gary W Doherty, Attorney-in-Fact
Signature date: 22 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EBRCZ holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 0
Date: 30 Sep 2024
Ownership: See Footnote
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EBRCZ holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 30 Sep 2024
Ownership: MRCF BTF Service (BCPIT) Pty Ltd as trustee for the MRCF BTF (BCP Investment) Trust
Underlying class: Common Stock
Underlying amount: 100,100
Exercise price: $0.7992
Footnotes: F3, F4

EBRCZ holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 30 Sep 2024
Ownership: MRCF BTF Service (BCPIT) Pty Ltd as trustee for the MRCF BTF (BCP Investment) Trust
Underlying class: Common Stock
Underlying amount: 182,159
Exercise price: $0.4400
Footnotes: F4, F5

EBRCZ holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 30 Sep 2024
Ownership: MRCF BTF Service (BCPIT) Pty Ltd as trustee for the MRCF BTF (BCP Investment) Trust
Underlying class: Common Stock
Underlying amount: 163,637
Exercise price: $0.5500
Footnotes: F4, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

On September 30, 2024, the reporting person mistakenly filed a Form 3 reporting the indirect ownership of 20,923,126 shares of common stock. As of September 30, 2024, the reporting person owned 0 shares of the Issuer's common stock underlying the same amount of Chess Depositary Interests ("CDIs"). The CDIs are traded on the Australian Securities Exchange (the "ASX") and are held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX.

Footnote F2

MRCF3 Services (H) Pty Ltd, MRCF3 Services (HP) Pty Ltd, MRCF3 Services (AS) Pty Ltd, MRCF3 Services (SW) Pty Ltd, MRCF3 Services (CSL) Pty Ltd and MRCF3 Pty Ltd are the Registered Holders of Brandon Capital Partners and as such may be deemed to have indirect beneficial ownership of an indeterminate amount of such CDIs. Christopher Nave is a member of MRCF3 Services (H) Pty Ltd, MRCF3 Services (HP) Pty Ltd, MRCF3 Services (AS) Pty Ltd, MRCF3 Services (SW) Pty Ltd, MRCF3 Services (CSL) Pty Ltd and MRCF3 Pty Ltd and share voting and investment power over the CDIs held by Brandon Capital Partners. After further analysis, it was determined that Mr. Nave does not have indirect beneficial ownership over the CDIs held by MRCF3 Services (H) Pty Ltd, MRCF3 Services (HP) Pty Ltd, MRCF3 Services (AS) Pty Ltd, MRCF3 Services (SW) Pty Ltd, MRCF3 Services (CSL) Pty Ltd and MRCF3 Pty Ltd.

Footnote F3

1/3 of the shares subject to the stock option vest on the one-year anniversary as measured from 11/22/2021, and the remainder of the shares vest in 24 equal monthly installments thereafter, subject to continued employment or service through each such date.

Footnote F4

A trustee for the MRCF BTF (BCP Investment) Trust.

Footnote F5

1/12 of the Option vests in equal monthly installments as measured from 5/22/2023, subject to continued employment or service through each such date.

Footnote F6

1/12 of the Option vests in equal monthly installments as measured from 5/29/2024, subject to continued employment or service through each such date.

SEC remarks

Exhibit List: Exhibit 24.1 - Power of Attorney.