Cynthia W. Williams - 20 May 2025 Form 4 Insider Report for Funko, Inc. (FNKO)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: FNKO
Reported as of: 20 May 2025
Net transaction value: -$187,000
SEC form: 4
Accepted by SEC: 22 May 2025, 18:56:28 UTC
Prior SEC filing: 14 Mar 2025
Source filing: View source filing
Reporting owner signature: /s/ Tracy D. Daw as Attorney-in-Fact for Cynthia Williams

Key filing fact

Cynthia W. Williams filed Form 4 for Funko, Inc. (FNKO) on 22 May 2025.

Key facts

This page summarizes Cynthia W. Williams's Form 4 filing for Funko, Inc. (FNKO).
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 22 May 2025, 18:56.

Change

Previous filing in this sequence was filed on 14 Mar 2025.
Current net transaction value: -$187,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001916187 Primary reporting owner

Williams Cynthia W

Relationship: Chief Executive Officer, Director
Address: C/O FUNKO, INC, 2802 WETMORE AVENUE, EVERETT
Signature: /s/ Tracy D. Daw as Attorney-in-Fact for Cynthia Williams
Signature date: 22 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value: $0
Shares: +32,100
Change %: +229%
Price: $0.000000
Shares after: 46,100
Date: 20 May 2025
Ownership: Direct
Footnotes: F1

FNKO transaction

CLASS A COMMON STOCK

Sale

Transaction value: $52,905
Shares: -13,331
Change %: -29%
Price: $3.97
Shares after: 32,769
Date: 21 May 2025
Ownership: Direct
Footnotes: F2, F3

FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value: $0
Shares: +96,302
Change %: +294%
Price: $0.000000
Shares after: 129,071
Date: 20 May 2025
Ownership: Direct
Footnotes: F1

FNKO transaction

CLASS A COMMON STOCK

Sale

Transaction value: $134,095
Shares: -34,126
Change %: -26%
Price: $3.93
Shares after: 94,945
Date: 21 May 2025
Ownership: Direct
Footnotes: F2, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -32,100
Change %: -33%
Price: $0.000000
Shares after: 64,202
Date: 20 May 2025
Ownership: Direct
Underlying class: CLASS A COMMON STOCK
Underlying amount: 32,100
Exercise price
Footnotes: F1, F5

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -96,302
Change %: -25%
Price: $0.000000
Shares after: 288,906
Date: 20 May 2025
Ownership: Direct
Underlying class: CLASS A COMMON STOCK
Underlying amount: 96,302
Exercise price
Footnotes: F1, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 6 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

Footnote F2

Shares were sold to cover taxes upon the vesting of RSUs on May 20, 2025 pursuant to a Rule 10b5-1 instruction letter entered into in September 10, 2024.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.005, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.83 to $4.005, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F5

On May 20, 2024, the Reporting Person was granted 96,302 restricted stock units, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Footnote F6

On May 20, 2024, the Reporting Person was granted 385,208 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.