Elizabeth Kathryn King - 19 May 2025 Form 4 Insider Report for Intercontinental Exchange, Inc. (ICE)

Reporting relationship: Global Head of Clearing & CRO
Issuer ticker: ICE
Reported as of: 19 May 2025
Net transaction value: -$1,929,761
SEC form: 4
Accepted by SEC: 20 May 2025, 16:30:17 UTC
Prior SEC filing: 20 Feb 2025
Next SEC filing: 05 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Octavia N. Spencer, Attorney-in-fact

Key filing fact

Elizabeth Kathryn King filed Form 4 for Intercontinental Exchange, Inc. (ICE) on 20 May 2025.

Key facts

This page summarizes Elizabeth Kathryn King's Form 4 filing for Intercontinental Exchange, Inc. (ICE).
4 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 20 May 2025, 16:30.

Change

Previous filing in this sequence was filed on 20 Feb 2025.
Current net transaction value: -$1,929,761.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002006961 Primary reporting owner

King Elizabeth Kathryn

Relationship: Global Head of Clearing & CRO
Address: 5660 NEW NORTHSIDE DR, ATLANTA
Signature: /s/ Octavia N. Spencer, Attorney-in-fact
Signature date: 20 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ICE transaction

Common Stock Holding

Options Exercise

Transaction value: $1,012,446
Shares: +10,930
Change %: +49%
Price: $92.63
Shares after: 33,175
Date: 19 May 2025
Ownership: Direct
Footnotes: F1

ICE transaction

Common Stock Holding

Sale

Transaction value: $1,704,352
Shares: -9,738
Change %: -29%
Price: $175.02
Shares after: 23,437
Date: 19 May 2025
Ownership: Direct
Footnotes: F1, F2

ICE transaction

Common Stock Holding

Sale

Transaction value: $1,237,856
Shares: -7,030
Change %: -30%
Price: $176.08
Shares after: 16,407
Date: 19 May 2025
Ownership: Direct
Footnotes: F1, F3, F4, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ICE transaction Derivative

Employee Stock Option (right to buy) Holding

Options Exercise

Transaction value: $0
Shares: -10,930
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 19 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,930
Exercise price: $92.63
Footnotes: F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 6 footnotes

Footnote F1

This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of February 15, 2025.

Footnote F2

The price range for the aggregate amount sold by the direct holder is $174.45 - $175.41. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Footnote F3

The price range for the aggregate amount sold by the direct holder is $175.50 - $176.25. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Footnote F4

The common stock number referred in Table I is an aggregate number and represents 7,513 shares of common stock, 3,141 unvested restricted stock units ("RSUs"), and 5,753 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.

Footnote F5

The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.

Footnote F6

These options are fully vested.