Pamela L. Carter - 20 May 2025 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
20 May 2025, 11:38:06 UTC
Prior SEC filing
06 May 2025
Next SEC filing
03 Jul 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Maria Allen, Power of Attorney

Key filing fact

Pamela L. Carter filed Form 4 for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) on 20 May 2025.

Key facts

  • This page summarizes Pamela L. Carter's Form 4 filing for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR).
  • 6 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 20 May 2025, 11:38.

Change

  • Previous filing in this sequence was filed on 06 May 2025.
  • Current net transaction value: -$504,455.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001396958 Primary reporting owner

Carter Pamela L

Relationship
Director
Address
5 DAKOTA DRIVE, LAKE SUCCESS
Signature
Maria Allen, Power of Attorney
Signature date
20 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BR transaction

Common Stock

Options Exercise

Transaction value
$364,127
Shares
+4,107
Change %
+80%
Price
$88.66
Shares after
9,270
Date
20 May 2025
Ownership
Direct
BR transaction

Common Stock

Options Exercise

Transaction value
$301,164
Shares
+2,801
Change %
+30%
Price
$107.52
Shares after
12,071
Date
20 May 2025
Ownership
Direct
BR transaction

Common Stock

Sale

Transaction value
$490,038
Shares
-2,023
Change %
-17%
Price
$242.23
Shares after
10,048
Date
20 May 2025
Ownership
Direct
Footnotes
F1
BR transaction

Common Stock

Sale

Transaction value
$679,707
Shares
-2,806
Change %
-28%
Price
$242.23
Shares after
7,242
Date
20 May 2025
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BR transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-2,801
Change %
-100%
Price
$0.000000
Shares after
0
Date
20 May 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,801
Exercise price
$107.52
BR transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-4,107
Change %
-100%
Price
$0.000000
Shares after
0
Date
20 May 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,107
Exercise price
$88.66
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.1595 - $242.5500, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

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