Key facts
- This page summarizes Robert Burton Harvey's Form 4 filing for i3 Verticals, Inc. (IIIV).
- 12 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 15 May 2025, 16:41.
Robert Burton Harvey - 13 May 2025 Form 4 Insider Report for i3 Verticals, Inc. (IIIV)
- Reporting relationship
- Director
- Issuer ticker
- IIIV
- Reported as of
- 13 May 2025
- Net transaction value
- -$1,782,891
- SEC form
- 4
- Accepted by SEC
- 15 May 2025, 16:41:07 UTC
- Prior SEC filing
- 12 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Paul Maple, Attorney-in-Fact for Robert Burton Harvey
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Robert Burton Harvey filed Form 4 for i3 Verticals, Inc. (IIIV) on 15 May 2025.
Change
- Previous filing in this sequence was filed on 12 Feb 2025.
- Current net transaction value: -$1,782,891.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001738212
Primary reporting owner
HARVEY ROBERT BURTON
- Relationship
- Director
- Address
- 40 BURTON HILLS BOULEVARD, SUITE 415, NASHVILLE
- Signature
- /s/ Paul Maple, Attorney-in-Fact for Robert Burton Harvey
- Signature date
- 15 May 2025
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
IIIV
transaction
Class A common stock, par value $0.0001 per share
Conversion of derivative security
- Transaction value
- Shares
- +40,365
- Change %
- Price
- Shares after
- 40,365
- Date
- 13 May 2025
- Ownership
- By CCSD II, L.P.
- Footnotes
- F1, F2
IIIV
transaction
Class A common stock, par value $0.0001 per share
Conversion of derivative security
- Transaction value
- Shares
- +26,980
- Change %
- Price
- Shares after
- 26,980
- Date
- 13 May 2025
- Ownership
- By Claritas Capital Specialty Debt Fund, LP
- Footnotes
- F1, F3
IIIV
transaction
Class A common stock, par value $0.0001 per share
Conversion of derivative security
- Transaction value
- Shares
- +4,515
- Change %
- Price
- Shares after
- 4,515
- Date
- 13 May 2025
- Ownership
- By CF i3 Corporation
- Footnotes
- F1, F4
IIIV
transaction
Class A common stock, par value $0.0001 per share
Sale
- Transaction value
- $1,001,456
- Shares
- -40,365
- Change %
- -100%
- Price
- $24.81
- Shares after
- 0
- Date
- 13 May 2025
- Ownership
- By CCSD II, L.P.
- Footnotes
- F2, F5
IIIV
transaction
Class A common stock, par value $0.0001 per share
Sale
- Transaction value
- $669,644
- Shares
- -26,980
- Change %
- -100%
- Price
- $24.82
- Shares after
- 0
- Date
- 13 May 2025
- Ownership
- By Claritas Capital Specialty Debt Fund, LP
- Footnotes
- F3, F5
IIIV
transaction
Class A common stock, par value $0.0001 per share
Sale
- Transaction value
- $111,791
- Shares
- -4,515
- Change %
- -100%
- Price
- $24.76
- Shares after
- 0
- Date
- 13 May 2025
- Ownership
- By CF i3 Corporation
- Footnotes
- F4, F5
IIIV
transaction
Class B common stock, par value $0.0001 per share
Other
- Transaction value
- Shares
- -40,365
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 13 May 2025
- Ownership
- By CCSD II, L.P.
- Footnotes
- F6, F7
IIIV
transaction
Class B common stock, par value $0.0001 per share
Other
- Transaction value
- Shares
- -26,980
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 13 May 2025
- Ownership
- By Claritas Capital Specialty Debt Fund, LP
- Footnotes
- F6, F8
IIIV
transaction
Class B common stock, par value $0.0001 per share
Other
- Transaction value
- Shares
- -4,515
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 13 May 2025
- Ownership
- By CF i3 Corporation
- Footnotes
- F6, F9
IIIV
holding
Class A common stock, par value $0.0001 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,876
- Date
- 13 May 2025
- Ownership
- Direct
IIIV
holding
Class B common stock, par value $0.0001 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 11,285
- Date
- 13 May 2025
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
IIIV
transaction
Derivative
Common Units
Conversion of derivative security
- Transaction value
- Shares
- -40,365
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 13 May 2025
- Ownership
- By CCSD II, L.P.
- Underlying class
- Class A common stock, par value $0.0001 per share
- Underlying amount
- 40,365
- Exercise price
- Footnotes
- F10, F11
IIIV
transaction
Derivative
Common Units
Conversion of derivative security
- Transaction value
- Shares
- -26,980
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 13 May 2025
- Ownership
- By Claritas Capital Specialty Debt Fund, LP
- Underlying class
- Class A common stock, par value $0.0001 per share
- Underlying amount
- 26,980
- Exercise price
- Footnotes
- F10, F12
IIIV
transaction
Derivative
Common Units
Conversion of derivative security
- Transaction value
- Shares
- -4,515
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 13 May 2025
- Ownership
- By CF i3 Corporation
- Underlying class
- Class A common stock, par value $0.0001 per share
- Underlying amount
- 4,515
- Exercise price
- Footnotes
- F10, F13
IIIV
holding
Derivative
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 11,285
- Date
- 13 May 2025
- Ownership
- Direct
- Underlying class
- Class A common stock, par value $0.0001 per share
- Underlying amount
- 11,285
- Exercise price
- Footnotes
- F10
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 13 footnotes
Footnote F1
Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units").
Footnote F2
Represents shares of Class A Common Stock held by CCSD II, L.P. ("CCSD"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Footnote F3
Represents shares of Class A Common Stock held by Claritas Capital Specialty Debt Fund, L.P. ("Claritas"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Footnote F4
Represents shares of Class A Common Stock held by CF i3 Corporation ("CF"), of which the Reporting Person serves as an officer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Footnote F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.51 to $25.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F6
Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer.
Footnote F7
Represents shares of Class B Common Stock held by CCSD. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Footnote F8
Represents shares of Class B Common Stock held by Claritas. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Footnote F9
Represents shares of Class B Common Stock held by CF. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Footnote F10
The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.
Footnote F11
Represents Common Units held by CCSD. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Footnote F12
Represents Common Units held by Claritas. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Footnote F13
Represents Common Units held by CF. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.