Audrey Spaulding - 14 May 2025 Form 4 Insider Report for Third Coast Bancshares, Inc. (TCBX)

Reporting relationship: Senior Executive Vice President and Chief Credit Officer
Issuer ticker: TCBX
Reported as of: 14 May 2025
Net transaction value: -$14
SEC form: 4
Accepted by SEC: 15 May 2025, 16:30:31 UTC
Prior SEC filing: 18 Mar 2025
Next SEC filing: 17 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ R. John McWhorter, attorney-in-fact

Key filing fact

Audrey Spaulding filed Form 4 for Third Coast Bancshares, Inc. (TCBX) on 15 May 2025.

Key facts

This page summarizes Audrey Spaulding's Form 4 filing for Third Coast Bancshares, Inc. (TCBX).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 15 May 2025, 16:30.

Change

Previous filing in this sequence was filed on 18 Mar 2025.
Current net transaction value: -$14.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001891540 Primary reporting owner

Duncan Audrey

Relationship: Senior Executive Vice President and Chief Credit Officer
Address: 20202 HIGHWAY 59 NORTH, SUITE 190, HUMBLE
Signature: /s/ R. John McWhorter, attorney-in-fact
Signature date: 15 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TCBX transaction

Common Stock

Options Exercise

Transaction value: $55,000
Shares: +5,000
Change %: +43%
Price: $11.00
Shares after: 16,671
Date: 14 May 2025
Ownership: Direct

TCBX transaction

Common Stock

Tax liability

Transaction value: $55,014
Shares: -1,730
Change %: -10%
Price: $31.80
Shares after: 14,941
Date: 14 May 2025
Ownership: Direct
Footnotes: F1

TCBX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,152
Date: 14 May 2025
Ownership: By ESOP

TCBX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,500
Date: 14 May 2025
Ownership: By IRA

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TCBX transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -5,000
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 14 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,000
Exercise price: $11.00

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents 1,730 shares withheld by the Issuer to pay the exercise price on an aggregate of 5,000 stock options that were set to expire on June 15, 2025.

SEC remarks

Senior Executive Vice President and Chief Credit Officer