Key facts
- This page summarizes James M. Kempton's Form 4 filing for SMITH MICRO SOFTWARE, INC. (SMSI).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 14 May 2025, 17:09.
James M. Kempton - 12 May 2025 Form 4 Insider Report for SMITH MICRO SOFTWARE, INC. (SMSI)
- Reporting relationship
- VP, CFO and Treasurer
- Issuer ticker
- SMSI
- Reported as of
- 12 May 2025
- Net transaction value
- -$6,895
- SEC form
- 4
- Accepted by SEC
- 14 May 2025, 17:09:22 UTC
- Prior SEC filing
- 21 Apr 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/Jennifer M. Reinke, attorney-in-fact for James M. Kempton
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James M. Kempton filed Form 4 for SMITH MICRO SOFTWARE, INC. (SMSI) on 14 May 2025.
Change
- Previous filing in this sequence was filed on 21 Apr 2025.
- Current net transaction value: -$6,895.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001456883
Primary reporting owner
Kempton James M
- Relationship
- VP, CFO and Treasurer
- Address
- 5800 CORPORATE DR., 5TH FLOOR, PITTSBURGH
- Signature
- /s/Jennifer M. Reinke, attorney-in-fact for James M. Kempton
- Signature date
- 14 May 2025
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SMSI
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -750
- Change %
- -0.34%
- Price
- $0.000000
- Shares after
- 217,631
- Date
- 12 May 2025
- Ownership
- Direct
- Footnotes
- F1
SMSI
transaction
Common Stock
Tax liability
- Transaction value
- $6,895
- Shares
- -7,335
- Change %
- -3.4%
- Price
- $0.9400
- Shares after
- 210,296
- Date
- 13 May 2025
- Ownership
- Direct
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Shares of restricted stock forfeited in accordance with the terms of grant
Footnote F2
Shares withheld, at an average vesting price of $0.94 per share, for the payment of income taxes