Philip Sansone - 10 Apr 2025 Form 4 Insider Report for MOBIX LABS, INC (MOBX)

Reporting relationship: Interim CEO
Issuer ticker: MOBX
Reported as of: 10 Apr 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 12 May 2025, 19:36:14 UTC
Next SEC filing: 15 Oct 2025
Source filing: View source filing
Reporting owner signature: /s/ Terri Aprati, Attorney-in-Fact

Key filing fact

Philip Sansone filed Form 4 for MOBIX LABS, INC (MOBX) on 12 May 2025.

Key facts

This page summarizes Philip Sansone's Form 4 filing for MOBIX LABS, INC (MOBX).
5 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 12 May 2025, 19:36.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002067346 Primary reporting owner

SANSONE PHILIP

Relationship: Interim CEO
Address: C/O MOBIX LABS, INC., 1 VENTURE PLAZA, SUITE 220, IRVINE
Signature: /s/ Terri Aprati, Attorney-in-Fact
Signature date: 12 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MOBX transaction

Class A Common Stock

Award

Transaction value
Shares: +400,000
Change %: +1115%
Price
Shares after: 435,885
Date: 10 Apr 2025
Ownership: Direct
Footnotes: F1, F3

MOBX transaction

Class A Common Stock

Award

Transaction value
Shares: +600,000
Change %: +138%
Price
Shares after: 1,035,885
Date: 15 Apr 2025
Ownership: Direct
Footnotes: F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MOBX transaction Derivative

Stock Options (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 10 Apr 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 10,000
Exercise price: $4.18
Footnotes: F4, F5

MOBX transaction Derivative

Stock Options (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -161,758
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 10 Apr 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 161,758
Exercise price: $4.18
Footnotes: F4, F6

MOBX transaction Derivative

Stock Options (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -426
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 10 Apr 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 426
Exercise price: $6.84
Footnotes: F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 10, 2025 and are 90% vested on the grant date (April 10, 2025) and the remaining 10% will vest in equal installments on the last day of each calendar month until fully vested on January 1, 2026. The delivery of shares underlying the RSUs will be deferred until the earlier of (i) the Reporting Person's separation from service, disability, death; (ii) change in control of the company; (iii) the occurrence of an unforeseeable emergency for the participant as defined under Section 409A of the Internal Revenue Code; or (iv) the occurrence of the final vesting date.

Footnote F2

These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 15, 2025 and are 90% vested on the grant date (April 15, 2025) and the remaining 10% will vest in equal installments on the last day of each calendar month until fully vested on January 1, 2026. The delivery of shares underlying the RSUs will be deferred until the earlier of (i) the Reporting Person's separation from service, disability, death; (ii) change in control of the company; (iii) the occurrence of an unforeseeable emergency for the participant as defined under Section 409A of the Internal Revenue Code; or (iv) the occurrence of the final vesting date.

Footnote F3

These RSUs were issued upon cancellation of the stock options described in footnote 4 below.

Footnote F4

These stock options were cancelled upon the grant of RSUs described in footnote 1.

Footnote F5

These stock options were fully vested and exercisable.

Footnote F6

These stock options would have been fully vested and exercisable on 9/30/2025.