Richard P. Lavin - 07 May 2025 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Reporting relationship: Director
Issuer ticker: ALSN
Reported as of: 07 May 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 09 May 2025, 17:54:31 UTC
Prior SEC filing: 18 Mar 2025
Source filing: View source filing
Reporting owner signature: /s/ Preston B. Ray, Attorney-in-Fact

Key filing fact

Richard P. Lavin filed Form 4 for Allison Transmission Holdings Inc (ALSN) on 09 May 2025.

Key facts

This page summarizes Richard P. Lavin's Form 4 filing for Allison Transmission Holdings Inc (ALSN).
9 reported transactions and 8 derivative rows are listed below.
Accepted by SEC: 09 May 2025, 17:54.

Change

Previous filing in this sequence was filed on 18 Mar 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001171774 Primary reporting owner

LAVIN RICHARD P

Relationship: Director
Address: C/O ALLISON TRANSMISSION HOLDINGS, INC., ONE ALLISON WAY, INDIANAPOLIS
Signature: /s/ Preston B. Ray, Attorney-in-Fact
Signature date: 09 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALSN transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +3,724
Change %: +9%
Price: $0.000000
Shares after: 45,134
Date: 07 May 2025
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -425
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 425
Exercise price
Footnotes: F3, F4

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -2,017
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,017
Exercise price
Footnotes: F3, F5

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -433
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 433
Exercise price
Footnotes: F3, F6

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -309
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 309
Exercise price
Footnotes: F3, F7

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -235
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 235
Exercise price
Footnotes: F3, F8

ALSN transaction Derivative

Deferred Stock Units

Award

Transaction value: $0
Shares: +280
Change %
Price: $0.000000
Shares after: 280
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 280
Exercise price
Footnotes: F3, F9, F11

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -280
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 280
Exercise price
Footnotes: F3, F10

ALSN transaction Derivative

Dividend Equivalent Rights

Options Exercise

Transaction value: $0
Shares: -25
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 25
Exercise price
Footnotes: F12, F13

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Richard P. Lavin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 13 footnotes

Footnote F1

Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2025 annual meeting of stockholders and his term ended on May 7, 2025.

Footnote F2

Includes 3,699 DSUs and 25 related dividend equivalents.

Footnote F3

Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Footnote F4

On May 8, 2024, the reporting person was granted 425 DSUs that vested on May 8, 2024.

Footnote F5

On May 9, 2024, the reporting person was granted 2,017 DSUs that vested on May 7, 2025.

Footnote F6

On August 8, 2024, the reporting person was granted 433 DSUs that vested on August 8, 2024.

Footnote F7

On November 8, 2024, the reporting person was granted 309 DSUs that vested on November 8, 2024.

Footnote F8

On February 7, 2025, the reporting person was granted 235 DSUs that vested on February 7, 2025.

Footnote F9

These DSUs represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Company's Eighth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

Footnote F10

On May 7, 2025, the reporting person was granted 280 DSUs that vested on May 7, 2025.

Footnote F11

The number of DSUs received was calculated based on $97.23, which was the closing price of the Company's common stock on the date of grant.

Footnote F12

Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Footnote F13

The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 7, 2025, the date of the reporting person's separation from service.