Richard P. Lavin - 07 May 2025 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Reporting relationship: Director
Issuer ticker: ALSN
Reported as of: 07 May 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 09 May 2025, 17:51:35 UTC
Prior SEC filing: 18 Mar 2025
Source filing: View source filing
Reporting owner signature: /s/ Preston B. Ray, Attorney-in-Fact

Key filing fact

Richard P. Lavin filed Form 4 for Allison Transmission Holdings Inc (ALSN) on 09 May 2025.

Key facts

This page summarizes Richard P. Lavin's Form 4 filing for Allison Transmission Holdings Inc (ALSN).
31 reported transactions and 30 derivative rows are listed below.
Accepted by SEC: 09 May 2025, 17:51.

Change

Previous filing in this sequence was filed on 18 Mar 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001171774 Primary reporting owner

LAVIN RICHARD P

Relationship: Director
Address: C/O ALLISON TRANSMISSION HOLDINGS, INC., ONE ALLISON WAY, INDIANAPOLIS
Signature: /s/ Preston B. Ray, Attorney-in-Fact
Signature date: 09 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALSN transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +31,584
Change %: +321%
Price: $0.000000
Shares after: 41,410
Date: 07 May 2025
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -2,859
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,859
Exercise price
Footnotes: F3, F4

ALSN transaction Derivative

Dividend Equivalents Rights

Options Exercise

Transaction value: $0
Shares: -1,888
Change %: -99%
Price: $0.000000
Shares after: 25
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,888
Exercise price
Footnotes: F5, F6

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -477
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 477
Exercise price
Footnotes: F3, F7

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -473
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 473
Exercise price
Footnotes: F3, F8

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -464
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 464
Exercise price
Footnotes: F3, F9

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -482
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 482
Exercise price
Footnotes: F3, F10

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -2,880
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,880
Exercise price
Footnotes: F3, F11

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -245
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 245
Exercise price
Footnotes: F3, F12

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -227
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 227
Exercise price
Footnotes: F3, F13

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -246
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 246
Exercise price
Footnotes: F3, F14

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -298
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 298
Exercise price
Footnotes: F3, F15

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -3,600
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,600
Exercise price
Footnotes: F3, F16

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -283
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 283
Exercise price
Footnotes: F3, F17

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -280
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 280
Exercise price
Footnotes: F3, F18

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -242
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 242
Exercise price
Footnotes: F3, F19

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -249
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 249
Exercise price
Footnotes: F3, F20

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -2,927
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,927
Exercise price
Footnotes: F3, F21

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -633
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 633
Exercise price
Footnotes: F3, F22

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -689
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 689
Exercise price
Footnotes: F3, F23

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -631
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 631
Exercise price
Footnotes: F3, F24

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -614
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 614
Exercise price
Footnotes: F3, F25

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -3,746
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,746
Exercise price
Footnotes: F3, F26

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -656
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 656
Exercise price
Footnotes: F3, F27

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -577
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 577
Exercise price
Footnotes: F3, F28

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -538
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 538
Exercise price
Footnotes: F3, F29

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -547
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 547
Exercise price
Footnotes: F3, F30

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -3,146
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,146
Exercise price
Footnotes: F3, F31

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -547
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 547
Exercise price
Footnotes: F3, F32

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -614
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 614
Exercise price
Footnotes: F3, F33

ALSN transaction Derivative

Deferred Stock Units

Options Exercise

Transaction value: $0
Shares: -526
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 526
Exercise price
Footnotes: F3, F34

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Richard P. Lavin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 34 footnotes

Footnote F1

Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2025 annual meeting of stockholders and his term ended on May 7, 2025.

Footnote F2

Includes 29,696 DSUs and 1,888 related dividend equivalents.

Footnote F3

Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Footnote F4

On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 8, 2019.

Footnote F5

Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Footnote F6

The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 7, 2025, the date of the reporting person's separation from service.

Footnote F7

On August 10, 2018, the reporting person was granted 477 DSUs that vested on August 10, 2018.

Footnote F8

On November 12, 2018 the reporting person was granted 473 DSUs that vested on November 12, 2018.

Footnote F9

On February 11, 2019, the reporting person was granted 464 DSUs that vested on February 11, 2019.

Footnote F10

On May 8, 2019 the reporting person was granted 482 DSUs that vested on May 8, 2019.

Footnote F11

On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.

Footnote F12

On August 9, 2019, the reporting person was granted 245 DSUs that vested on August 9, 2019.

Footnote F13

On November 8, 2019, the reporting person was granted 227 DSUs that vested on November 8, 2019.

Footnote F14

On February 10, 2020, the reporting person was granted 246 DSUs that vested on February 10, 2020.

Footnote F15

On May 6, 2020, the reporting person was granted 298 DSUs that vested on May 6, 2020.

Footnote F16

On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.

Footnote F17

On August 7, 2020, the reporting person was granted 283 DSUs that vested on August 7, 2020.

Footnote F18

On November 6, 2020, the reporting person was granted 280 DSUs that vested on November 6, 2020.

Footnote F19

On February 8, 2021, the reporting person was granted 242 DSUs that vested on February 8, 2021.

Footnote F20

On May 5, 2021, the reporting person was granted 249 DSUs that vested on May 5, 2021.

Footnote F21

On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022.

Footnote F22

On August 6, 2021, the reporting person was granted 633 DSUs that vested on August 6, 2021.

Footnote F23

On November 5, 2021, the reporting person was granted 689 DSUs that vested on November 5, 2021.

Footnote F24

On February 4, 2022, the reporting person was granted 631 DSUs that vested on February 4, 2022.

Footnote F25

On May 4, 2022, the reporting person was granted 614 DSUs that vested on May 4, 2022.

Footnote F26

On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023.

Footnote F27

On August 5, 2022, the reporting person was granted 656 DSUs that vested on August 5, 2022.

Footnote F28

On November 4, 2022, the reporting person was granted 577 DSUs that vested on November 4, 2022.

Footnote F29

On February 3, 2023, the reporting person was granted 538 DSUs that vested on February 3, 2023.

Footnote F30

On May 3, 2023, the reporting person was granted 547 DSUs that vested on May 3, 2023.

Footnote F31

On May 4, 2023, the reporting person was granted 3,146 DSUs that vested on May 8, 2024.

Footnote F32

On August 3, 2023, the reporting person was granted 547 DSUs that vested on August 3, 2023.

Footnote F33

On November 3, 2023, the reporting person was granted 614 DSUs that vested on November 3, 2023.

Footnote F34

On February 5, 2024, the reporting person was granted 526 DSUs that vested on February 5, 2024.