Annie Pratt - 09 Aug 2023 Form 4/A - Amendment Insider Report for Nxu, Inc. (NXUR)

Reporting relationship: President, Director
Issuer ticker: NXUR
Reported as of: 09 Aug 2023
Net transaction value: -$29,596
SEC form: 4/A - Amendment
Accepted by SEC: 07 May 2025, 21:56:09 UTC
Original report date: 18 Aug 2023
Prior SEC filing: 18 Aug 2023
Next SEC filing: 05 Sep 2023
Source filing: View source filing
Reporting owner signature: /s/ Annie Pratt

Key filing fact

Annie Pratt filed Form 4/A - Amendment for Nxu, Inc. (NXUR) on 07 May 2025.

Key facts

This page summarizes Annie Pratt's Form 4/A - Amendment filing for Nxu, Inc. (NXUR).
27 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 07 May 2025, 21:56.

Change

Previous filing in this sequence was filed on 18 Aug 2023.
Current net transaction value: -$29,596.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0001940460 Primary reporting owner

Pratt Annie

Relationship: President, Director
Address: C/O NXU, INC., 1828 N HIGLEY RD., SUITE 116, MESA
Signature: /s/ Annie Pratt
Signature date: 07 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NXU transaction

Class A Common Stock

Sale

Transaction value: $2
Shares: -10
Change %: -12%
Price: $0.2000
Shares after: 73
Date: 09 Aug 2023
Ownership: Direct
Footnotes: F1, F2

NXU transaction

Class A Common Stock

Sale

Transaction value: $16.2
Shares: -54
Change %: -74%
Price: $0.3000
Shares after: 19
Date: 09 Aug 2023
Ownership: Direct
Footnotes: F1, F2

NXU transaction

Class A Common Stock

Sale

Transaction value: $5.22
Shares: -29
Change %: -0.88%
Price: $0.1800
Shares after: 3,280
Date: 11 Sep 2023
Ownership: Direct
Footnotes: F2, F3

NXU transaction

Class A Common Stock

Sale

Transaction value: $1.54
Shares: -14
Change %: -5.1%
Price: $0.1100
Shares after: 258
Date: 10 Oct 2023
Ownership: Direct
Footnotes: F2, F4

NXU transaction

Class A Common Stock

Sale

Transaction value: $14.69
Shares: -113
Change %: -44%
Price: $0.1300
Shares after: 146
Date: 10 Oct 2023
Ownership: Direct
Footnotes: F2, F4

NXU transaction

Class A Common Stock

Sale

Transaction value: $0.22
Shares: -2
Change %: -1.4%
Price: $0.1100
Shares after: 145
Date: 11 Oct 2023
Ownership: Direct
Footnotes: F2, F4, F5

NXU transaction

Class A Common Stock

Award

Transaction value
Shares: +15
Change %: +10%
Price
Shares after: 160
Date: 19 Oct 2023
Ownership: Direct
Footnotes: F6, F7

NXU transaction

Class A Common Stock

Award

Transaction value
Shares: +133,325
Change %: +84383%
Price
Shares after: 133,483
Date: 23 Oct 2024
Ownership: Direct
Footnotes: F2, F6, F8

NXU transaction

Class A Common Stock

Sale

Transaction value: $13,990
Shares: -40,224
Change %: -30%
Price: $0.3478
Shares after: 93,260
Date: 08 Nov 2024
Ownership: Direct
Footnotes: F2, F9

NXU transaction

Class A Common Stock

Sale

Transaction value: $338
Shares: -1,023
Change %: -1.1%
Price: $0.3300
Shares after: 92,237
Date: 08 Nov 2024
Ownership: Direct
Footnotes: F2, F9

NXU transaction

Class A Common Stock

Sale

Transaction value: $1,585
Shares: -5,466
Change %: -5.9%
Price: $0.2900
Shares after: 86,772
Date: 18 Nov 2024
Ownership: Direct
Footnotes: F2, F10, F11

NXU transaction

Class A Common Stock

Sale

Transaction value: $436
Shares: -1,613
Change %: -1.9%
Price: $0.2700
Shares after: 85,159
Date: 19 Nov 2024
Ownership: Direct
Footnotes: F2, F10, F11

NXU transaction

Class A Common Stock

Sale

Transaction value: $619
Shares: -2,477
Change %: -2.9%
Price: $0.2500
Shares after: 82,683
Date: 19 Nov 2024
Ownership: Direct
Footnotes: F2, F10, F11

NXU transaction

Class A Common Stock

Sale

Transaction value: $862
Shares: -3,593
Change %: -4.3%
Price: $0.2400
Shares after: 79,091
Date: 20 Nov 2024
Ownership: Direct
Footnotes: F2, F10, F11

NXU transaction

Class A Common Stock

Sale

Transaction value: $21.75
Shares: -87
Change %: -0.11%
Price: $0.2500
Shares after: 79,004
Date: 20 Nov 2024
Ownership: Direct
Footnotes: F2, F10, F11

NXU transaction

Class A Common Stock

Sale

Transaction value: $1,066
Shares: -4,625
Change %: -5.9%
Price: $0.2304
Shares after: 74,380
Date: 05 Dec 2024
Ownership: Direct
Footnotes: F2, F12

NXU transaction

Class A Common Stock

Sale

Transaction value: $1,033
Shares: -4,279
Change %: -5.8%
Price: $0.2413
Shares after: 70,102
Date: 10 Dec 2024
Ownership: Direct
Footnotes: F2, F12

NXU transaction

Class A Common Stock

Sale

Transaction value: $3,230
Shares: -5,761
Change %: -8.2%
Price: $0.5606
Shares after: 64,343
Date: 15 Jan 2025
Ownership: Direct
Footnotes: F2, F13

NXU transaction

Class A Common Stock

Sale

Transaction value: $2,537
Shares: -4,694
Change %: -7.3%
Price: $0.5404
Shares after: 59,650
Date: 17 Jan 2025
Ownership: Direct
Footnotes: F2, F14

NXU transaction

Class A Common Stock

Sale

Transaction value: $649
Shares: -1,219
Change %: -2%
Price: $0.5325
Shares after: 58,431
Date: 22 Jan 2025
Ownership: Direct
Footnotes: F2, F15

NXU transaction

Class A Common Stock

Sale

Transaction value: $617
Shares: -1,124
Change %: -1.9%
Price: $0.5486
Shares after: 57,308
Date: 24 Jan 2025
Ownership: Direct
Footnotes: F2, F15

NXU transaction

Class A Common Stock

Tax liability

Transaction value: $727
Shares: -1,180
Change %: -2.1%
Price: $0.6160
Shares after: 56,129
Date: 24 Jan 2025
Ownership: Direct
Footnotes: F2

NXU transaction

Class A Common Stock

Sale

Transaction value: $310
Shares: -1,146
Change %: -2%
Price: $0.2707
Shares after: 54,984
Date: 27 Feb 2025
Ownership: Direct
Footnotes: F2, F16

NXU transaction

Class A Common Stock

Sale

Transaction value: $457
Shares: -1,759
Change %: -3.2%
Price: $0.2600
Shares after: 53,225
Date: 03 Mar 2025
Ownership: Direct
Footnotes: F2, F17, F18

NXU transaction

Class A Common Stock

Sale

Transaction value: $369
Shares: -1,535
Change %: -2.9%
Price: $0.2405
Shares after: 51,691
Date: 05 Mar 2025
Ownership: Direct
Footnotes: F2, F18

NXU transaction

Class A Common Stock

Sale

Transaction value: $387
Shares: -1,644
Change %: -3.2%
Price: $0.2357
Shares after: 50,048
Date: 07 Mar 2025
Ownership: Direct
Footnotes: F2, F19

NXU transaction

Class A Common Stock

Sale

Transaction value: $323
Shares: -1,444
Change %: -2.4%
Price: $0.2239
Shares after: 58,604
Date: 11 Mar 2025
Ownership: Direct
Footnotes: F2, F19

NXU holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 24,246
Date: 09 Aug 2023
Ownership: Direct
Footnotes: F20

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 20 footnotes

Footnote F1

On August 18, 2023, the reporting person reported that 187,602 shares of Class A common stock ("Common Stock") of Nxu, Inc. (the "Issuer") (approximately 64 shares on a post-multiple-reverse stock split basis as described in footnote (2) hereof) were withheld by the Issuer to satisfy tax withholding obligations relating to the vesting and settlement of restricted stock units ("RSUs"). However, such shares were sold in "sell to cover" transactions to cover such tax withholding obligations. This Form 4/A reports the correct Transaction Code and other information applicable to such transactions.

Footnote F2

The Issuer effected a 1-for-150 reverse stock split on December 27, 2023, and subsequently effected a 1-for-20 reverse stock split on March 31, 2025. The number of shares reported in this Form 4/A reflects the number of shares after giving effect to the reverse stock splits, rounding up to the nearest whole share. As a result, the number of shares beneficially owned following a transaction as reported herein may not reflect the actual number of shares beneficially owned at the time of such transaction due to rounding.

Footnote F3

On September 12, 2023, the reporting person reported that 85,505 shares of Common Stock (approximately 29 shares on a post-multiple-reverse stock split basis) were withheld by the Issuer to satisfy tax withholding obligations relating to the vesting and settlement of RSUs. However, such shares were sold in a "sell to cover" transaction to cover such tax withholding obligations. This Form 4/A reports the correct Transaction Code applicable to such transaction.

Footnote F4

On October 18, 2023, the reporting person reported that 378,368 shares of Common Stock (approximately 129 shares on a post-multiple-reverse stock split basis) were withheld by the Issuer on September 30, 2023 to satisfy tax withholding obligations relating to the vesting and settlement of RSUs. However, such shares were sold in multiple "sell to cover" transactions on October 10, 2023 and October 11, 2023 to cover such tax withholding obligations. This Form 4/A reports the correct Transaction Code and other information relating to such transactions.

Footnote F5

On April 19, 2024, the reporting person reported that she sold 23,100 shares of Common Stock on October 19, 2023 to cover tax withholding obligations and other applicable fees in connection with the vesting and settlement of performance stock units. Such transaction did not occur. This Form 4/A corrects the holdings of the reporting person.

Footnote F6

Each RSU represents a contingent right to receive one share of Common Stock.

Footnote F7

On April 18, 2024, the reporting person reported that she acquired 66,667 RSUs (approximately 23 RSUs on a post-multiple-reverse stock split basis) on September 15, 2023. This Form 4/A corrects the information set forth therein to report the acquisition of 43,613 RSUs (approximately 15 RSUs on a post-multiple-reverse stock split basis) on or around October 19, 2023.

Footnote F8

The reporting person was granted 2,666,469 RSUs (approximately 133,325 RSUs on a post-reverse stock split basis) under the Amendment to Employment Agreement, dated as of October 23, 2024, between the Issuer and the reporting person. The RSUs will be delivered in installments in such amounts as the Issuer determines may be delivered without jeopardizing its ability to continue as a going concern, and until the earlier of the date all the RSUs have been delivered or the date that is no later than 5 business days prior to the closing of the merger contemplated by a merger agreement, dated as of October 23, 2024, among the Issuer, Verde Bioresins, Inc. and the Issuer's merger subsidiaries. Any RSUs that have not been delivered as of such earlier date will be forfeited for no consideration.

Footnote F9

On November 15, 2024, the reporting person reported that 824,922 shares of Common Stock (approximately 275 shares on a post-multiple-reverse stock split basis) were withheld by the Issuer to satisfy tax withholding obligations relating to the vesting and settlement of RSUs. However, such shares were sold in a "sell to cover" transaction to cover such tax withholding obligations. This Form 4/A reports the correct Transaction Code applicable to such transaction.

Footnote F10

Reflects a "sell to cover" transaction to cover tax withholding obligations relating to the vesting and settlement of RSUs previously granted to the reporting person.

Footnote F11

On November 21, 2024, the reporting person filed a Form 4/A that incorrectly reported the number of shares of Common Stock beneficially owned following the reported transactions. This Form 4/A corrects the holdings of the reporting person.

Footnote F12

On December 18, 2024, the reporting person reported that 85,564 and 92,483 shares of Common Stock (approximately 4,279 and 4,625 shares, respectively, on a post-reverse stock split basis) were withheld by the Issuer on December 6, 2024 and December 3, 2024, respectively, to satisfy tax withholding obligations relating to the vesting and settlement of RSUs. However, such shares were sold in multiple "sell to cover" transactions on December 10, 2024 and December 5, 2024 to cover such tax withholding obligations. This Form 4/A reports the correct Transaction Code and other information relating to such transactions.

Footnote F13

On January 17, 2025, the reporting person reported that 115,185 shares of Common Stock (approximately 5,761 shares on a post-reverse stock split basis) were withheld by the Issuer to satisfy tax withholding obligations relating to the vesting and settlement of RSUs. However, such shares were sold in a "sell to cover" transaction to cover such tax withholding obligations. This Form 4/A reports the correct Transaction Code applicable to such transaction.

Footnote F14

On January 22, 2025, the reporting person reported that 93,859 shares of Common Stock (approximately 4,694 shares on a post-reverse stock split basis) were withheld by the Issuer to satisfy tax withholding obligations relating to the vesting and settlement of RSUs. However, such shares were sold in a "sell to cover" transaction to cover such tax withholding obligations. This Form 4/A reports the correct Transaction Code applicable to such transaction.

Footnote F15

On January 24, 2025, the reporting person reported that 24,375 and 22,459 shares of Common Stock (approximately 1,219 and 1,124 shares, respectively, on a post-reverse stock split basis) were withheld by the Issuer on January 22, 2025 and January 24, 2025, respectively, to satisfy tax withholding obligations relating to the vesting and settlement of RSUs. However, such shares were sold on such dates in multiple "sell to cover" transactions on such dates to cover such tax withholding obligations. This Form 4/A reports the correct Transaction Code and other information relating to such transactions.

Footnote F16

On February 28, 2025, the reporting person reported that 22,896 shares of Common Stock (approximately 1,146 shares on a post-reverse stock split basis) were withheld by the Issuer to satisfy tax withholding obligations relating to the vesting and settlement of RSUs. However, such shares were sold in a "sell to cover" transaction to cover such tax withholding obligations. This Form 4/A reports the correct Transaction Code applicable to such transaction.

Footnote F17

On March 5, 2025, the reporting person reported that 35,505 shares of Common Stock (approximately 1,775 shares on a post-reverse stock split basis) were withheld by the Issuer on March 3, 2025 to satisfy tax withholding obligations relating to the vesting and settlement of RSUs. However, 35,180 shares (approximately 1,759 shares on a post-reverse stock split basis) were sold in a "sell to cover" transaction to cover such tax withholding obligations. This Form 4/A reports the correct Transaction Code, number of shares sold and other information applicable to such transaction.

Footnote F18

On March 18, 2025, the reporting person reported that 30,681 shares of Common Stock (approximately 1,535 shares on a post-reverse stock split basis) were withheld by the Issuer on March 5, 2025 to satisfy tax withholding obligations relating to the vesting and settlement of RSUs. However, such shares were sold in a "sell to cover" transaction to cover such tax withholding obligations. This Form 4/A reports the correct Transaction Code applicable to such transaction.

Footnote F19

On March 18, 2025, the reporting person reported that 32,870 and 28,863 shares (approximately 1,644 and 1,444 shares, respectively, on a post-reverse stock split basis) were purchased on March 7, 2025 and March 11, 2025, respectively. However, such shares were sold on such dates in "sell to cover" transactions to cover tax withholding obligations relating to the vesting and settlement of RSUs. This Form 4/A reports the correct Transaction Codes and other information relating to such transactions.

Footnote F20

Since the reported person's last reported transaction, the reporting person forfeited 487,169 RSUs (approximately 24,359 RSUs on a post-reverse stock split basis). This Form 4/A reflects the current holdings of the reporting person.