Fabrizio Battaglia - 05 May 2025 Form 4 Insider Report for MOBIX LABS, INC (MOBX)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: MOBX
Reported as of: 05 May 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 07 May 2025, 21:16:03 UTC
Prior SEC filing: 17 Apr 2025
Source filing: View source filing
Reporting owner signature: /s/ Terri Aprati, Attorney-in-Fact

Key filing fact

Fabrizio Battaglia filed Form 4 for MOBIX LABS, INC (MOBX) on 07 May 2025.

Key facts

This page summarizes Fabrizio Battaglia's Form 4 filing for MOBIX LABS, INC (MOBX).
1 reported transaction and 3 derivative rows are listed below.
Accepted by SEC: 07 May 2025, 21:16.

Change

Previous filing in this sequence was filed on 17 Apr 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002005280 Primary reporting owner

BATTAGLIA FABRIZIO

Relationship: Chief Executive Officer, Director
Address: C/O MOBIX LABS, INC., 15420 LAGUNA CANYON RD., SUITE 100, IRVINE
Signature: /s/ Terri Aprati, Attorney-in-Fact
Signature date: 07 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MOBX transaction

Class A Common Stock

Award

Transaction value: $0
Shares: +2,550,000
Change %
Price: $0.000000
Shares after: 2,550,000
Date: 05 May 2025
Ownership: Direct
Footnotes: F1, F2

MOBX holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 318,204
Date: 05 May 2025
Ownership: By the Battaglia Trust
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MOBX holding Derivative

Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 323,529
Date: 05 May 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 323,529
Exercise price: $0.1700
Footnotes: F4

MOBX holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 333,333
Date: 05 May 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 333,333
Exercise price
Footnotes: F5, F6

MOBX holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 125,000
Date: 05 May 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 125,000
Exercise price
Footnotes: F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

These Restricted Stock Awards ("RSAs") were granted to the Reporting Person on May 5, 2025 and will vest as follows: (1)100,000 shares will vest on each of (i) July 15, 2025, (ii) October 15, 2025, (iii) January 15, 2026, and (iv) April 15, 2026; (2) 200,000 shares will vest on each of (i) July 15, 2026, (ii) October 15, 2026, (iii) January 15, 2027, and (iv) April 15, 2027; (3) 300,000 shares will vest on each of (i) July 15, 2027, (ii) October 15, 2027, and (iii) January 15, 2028; and (4) 450,000 shares will vest on July 15, 2028.

Footnote F2

This amount reflects the correct number of shares directly held by the Reporting Person and corrects an error filed in the previous Form 4 filed on April 17, 2025, in which 323,529 shares were inadvertently reported on Table I and should have only been reflected as options in Table II.

Footnote F3

The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein.

Footnote F4

These options are fully vested and exercisable.

Footnote F5

The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.

Footnote F6

These RSUs will vest on December 21, 2025.

Footnote F7

The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).