Anthony Hayes - 05 May 2025 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Reporting relationship: CEO, Director, 10%+ Owner
Issuer ticker: DOMH
Reported as of: 05 May 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 06 May 2025, 16:15:04 UTC
Prior SEC filing: 16 Apr 2025
Next SEC filing: 10 Dec 2025
Source filing: View source filing
Reporting owner signature: /s/ Anthony Hayes

Key filing fact

Anthony Hayes filed Form 4 for Dominari Holdings Inc. (DOMH) on 06 May 2025.

Key facts

This page summarizes Anthony Hayes's Form 4 filing for Dominari Holdings Inc. (DOMH).
1 reported transaction and 2 derivative rows are listed below.
Accepted by SEC: 06 May 2025, 16:15.

Change

Previous filing in this sequence was filed on 16 Apr 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001538372 Primary reporting owner

Hayes Anthony

Relationship: CEO, Director, 10%+ Owner
Address: 725 5TH AVENUE 22ND FLOOR, NEW YORK
Signature: /s/ Anthony Hayes
Signature date: 06 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DOMH transaction

Common Stock

Gift

Transaction value
Shares: -15,000
Change %: -0.92%
Price
Shares after: 1,614,566
Date: 05 May 2025
Ownership: Direct
Footnotes: F1

DOMH holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 116,248
Date: 05 May 2025
Ownership: By Rollover IRA
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DOMH holding Derivative

Series A Warrants (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 288,184
Date: 05 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 288,184
Exercise price
Footnotes: F3

DOMH holding Derivative

Series B Warrants (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 288,184
Date: 05 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 288,184
Exercise price
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On May 5, 2025, the Reporting Person made a charitable gift of 15,000 shares. No value was received for the gifted shares.

Footnote F2

The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Footnote F3

The Reporting Person holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering consummated in February 2025, at a combined offering price of $3.47.