W. Edward Walter - 30 Apr 2025 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Reporting relationship: Director
Issuer ticker: AMP
Reported as of: 30 Apr 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 May 2025, 17:32:03 UTC
Prior SEC filing: 06 Jun 2024
Next SEC filing: 06 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Wendy B. Mahling for W. Edward Walter

Key filing fact

W. Edward Walter filed Form 4 for AMERIPRISE FINANCIAL INC (AMP) on 02 May 2025.

Key facts

This page summarizes W. Edward Walter's Form 4 filing for AMERIPRISE FINANCIAL INC (AMP).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 02 May 2025, 17:32.

Change

Previous filing in this sequence was filed on 06 Jun 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001194638 Primary reporting owner

WALTER W EDWARD

Relationship: Director
Address: GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS
Signature: /s/ Wendy B. Mahling for W. Edward Walter
Signature date: 02 May 2025

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMP transaction Derivative

Phantom Stock (Annual)

Award

Transaction value: $0
Shares: +446
Change %: +7.1%
Price: $0.000000
Shares after: 6,716
Date: 30 Apr 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 446
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

Footnote F2

Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.