Douglas L. Peterson - 01 May 2025 Form 4 Insider Report for S&P Global Inc. (SPGI)

Reporting relationship: Director
Issuer ticker: SPGI
Reported as of: 01 May 2025
Net transaction value: -$9,631,629
SEC form: 4
Accepted by SEC: 02 May 2025, 16:03:26 UTC
Prior SEC filing: 06 Mar 2025
Next SEC filing: 23 May 2025
Source filing: View source filing
Reporting owner signature: /s/ Tasha Matharu, Attorney-in-Fact

Key filing fact

Douglas L. Peterson filed Form 4 for S&P Global Inc. (SPGI) on 02 May 2025.

Key facts

This page summarizes Douglas L. Peterson's Form 4 filing for S&P Global Inc. (SPGI).
5 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 02 May 2025, 16:03.

Change

Previous filing in this sequence was filed on 06 Mar 2025.
Current net transaction value: -$9,631,629.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001581262 Primary reporting owner

Peterson Douglas L.

Relationship: Director
Address: 55 WATER STREET, NEW YORK
Signature: /s/ Tasha Matharu, Attorney-in-Fact
Signature date: 02 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPGI transaction

Common Stock

Sale

Transaction value: $1,982,153
Shares: -3,959
Change %: -5.8%
Price: $500.67
Shares after: 64,056
Date: 01 May 2025
Ownership: Direct
Footnotes: F1

SPGI transaction

Common Stock

Sale

Transaction value: $2,279,861
Shares: -4,544
Change %: -7.1%
Price: $501.73
Shares after: 59,512
Date: 01 May 2025
Ownership: Direct
Footnotes: F2

SPGI transaction

Common Stock

Sale

Transaction value: $2,269,278
Shares: -4,514
Change %: -7.6%
Price: $502.72
Shares after: 54,998
Date: 01 May 2025
Ownership: Direct
Footnotes: F3

SPGI transaction

Common Stock

Sale

Transaction value: $2,949,023
Shares: -5,856
Change %: -11%
Price: $503.59
Shares after: 49,142
Date: 01 May 2025
Ownership: Direct
Footnotes: F4

SPGI transaction

Common Stock

Sale

Transaction value: $151,314
Shares: -300
Change %: -0.61%
Price: $504.38
Shares after: 48,842
Date: 01 May 2025
Ownership: Direct
Footnotes: F5

SPGI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 100,000
Date: 01 May 2025
Ownership: By GRAT
Footnotes: F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPGI holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,168
Date: 01 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,168
Exercise price: $0.000000
Footnotes: F7, F8

SPGI holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 7,862
Date: 01 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 7,862
Exercise price: $0.000000
Footnotes: F7, F9

SPGI holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 10,051
Date: 01 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,051
Exercise price: $0.000000
Footnotes: F7, F10

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $500.09 to $501.04, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $501.17 to $502.15, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $502.18 to $503.16, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.21 to $503.96, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

Footnote F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.31 to $504.45, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.

Footnote F6

Shares of common stock held by a grantor retained annuity trust established on February 28, 2025.

Footnote F7

Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Footnote F8

As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F9

As previously reported, the reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F10

As previously reported, pursuant to the advisor agreement that the reporting person previously entered into with the issuer, the reporting person was granted 10,051 restricted stock units on 01/01/2025, subject to 1-year vesting. The restricted stock units will vest 100% on 12/31/2025. Vested shares will be delivered to the reporting person no later than thirty days following the vesting date.