Thomas J. Fallon - 21 May 2021 Form 4 Insider Report for Infinera Corp

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
25 May 2021, 21:15:24 UTC
Prior SEC filing
21 May 2021
Next SEC filing
04 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael Hopp, by Power of Attorney

Key filing fact

Thomas J. Fallon filed Form 4 for Infinera Corp on 25 May 2021.

Key facts

  • This page summarizes Thomas J. Fallon's Form 4 filing for Infinera Corp.
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 25 May 2021, 21:15.

Change

  • Previous filing in this sequence was filed on 21 May 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

INFN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,702,626
Date
21 May 2021
Ownership
See Footnote
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

INFN transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+18,211
Change %
Price
$0.000000
Shares after
18,211
Date
21 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
18,211
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

These shares are held directly by The Fallon Family Revocable Trust dated 9/7/94, for which Mr. Fallon is a trustee.

Footnote F2

Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company").

Footnote F3

These RSUs have a vesting commencement date of May 21, 2021 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Fallon's continued service to the Company.

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