David Wook Jin Kim - 27 Jun 2023 Form 3/A - Amendment Insider Report for GEN Restaurant Group, Inc. (GENK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3/A - Amendment
Accepted by SEC
30 Apr 2025, 16:35:05 UTC
Original report date
27 Jun 2023
Next SEC filing
13 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Thomas S. Croal, attorney-in-fact for David Wook Jin Kim

Key filing fact

David Wook Jin Kim filed Form 3/A - Amendment for GEN Restaurant Group, Inc. (GENK) on 30 Apr 2025.

Key facts

  • This page summarizes David Wook Jin Kim's Form 3/A - Amendment filing for GEN Restaurant Group, Inc. (GENK).
  • 0 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 30 Apr 2025, 16:35.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GENK holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,972,667
Date
27 Jun 2023
Ownership
By DJK Trust, as Amended and Restated in 2007
Footnotes
F1
GENK holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
586,217
Date
27 Jun 2023
Ownership
By Kim Family Living Trust, Surviving Spouse's Trust, Trust for Andrea
Footnotes
F1
GENK holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
586,217
Date
27 Jun 2023
Ownership
By Kim Family Living Trust, Surviving Spouse's Trusst, Trust for Solomon
Footnotes
F1
GENK holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
586,217
Date
27 Jun 2023
Ownership
By Kim Family Living Trust, Surviving Spouse's Trust, Trust for Joy
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GENK holding Derivative

Class B Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
27 Jun 2023
Ownership
By DJK Trust, as Amended and Restated in 2007
Underlying class
Class A Common Stock
Underlying amount
8,972,667
Exercise price
Footnotes
F1, F2
GENK holding Derivative

Class B Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
27 Jun 2023
Ownership
By Kim Family Living Trust, Surviving Spouse's Trust, Trust for Andrea
Underlying class
Class A Common Stock
Underlying amount
586,217
Exercise price
Footnotes
F1, F2
GENK holding Derivative

Class B Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
27 Jun 2023
Ownership
By Kim Family Trust, Surviving Spouse's Trust, Tust for Solomon
Underlying class
Class A Common Stock
Underlying amount
586,217
Exercise price
Footnotes
F1, F2
GENK holding Derivative

Class B Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
27 Jun 2023
Ownership
By Kim Family Trust, Surviving Spouse's Trust, Trust for Joy
Underlying class
Class A Common Stock
Underlying amount
586,217
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Includes shares of Class B common stock of GEN Restaurant Group, Inc. (the "Issuer") and Class B units of GEN Restaurant Companies, LLC ("OpCo") that were transferred to the reporting person for no consideration by Jae Chang and certain of his affiliates pursuant to a Reallocation Agreement, effective as of December 31, 2023, (the "Reallocation Agreement").

Footnote F2

The Class B units of OpCo are exchangeable at the holder's option on a one-for one-basis into shares of Class A common stock upon exchange of a Class B unit, the corresponding share of BClass B common stock will be automatically cancelled.

SEC remarks

This Form 3 amendment is being filed to update the holdings of Mr. Kim and certain of his affiliates to reflect the Reallocation Agreement.

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