Brad Hively - 26 Mar 2025 Form 4/A - Amendment Insider Report for Oncology Institute, Inc. (TOI)

Source evidence Original filing metadata and source links for verification. 6 source fields
SEC form
4/A - Amendment
Accepted by SEC
28 Apr 2025, 19:20:14 UTC
Original report date
28 Mar 2025
Prior SEC filing
25 Nov 2024
Next SEC filing
05 Jun 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mark Hueppelsheuser, Attorney-in-Fact for Brad Hively

Key filing fact

Brad Hively filed Form 4/A - Amendment for Oncology Institute, Inc. (TOI) on 28 Apr 2025.

Key facts

  • This page summarizes Brad Hively's Form 4/A - Amendment filing for Oncology Institute, Inc. (TOI).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 28 Apr 2025, 19:20.

Change

  • Previous filing in this sequence was filed on 25 Nov 2024.
  • Current net transaction value: +$49,998.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TOI transaction

Common Stock

Purchase

Transaction value
$47,168
Shares
+45,280
Change %
+6.8%
Price
$1.04
Shares after
712,033
Date
26 Mar 2025
Ownership
Direct
Footnotes
F1, F2, F3, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TOI transaction Derivative

Common Warrant

Purchase

Transaction value
$2,830
Shares
+22,640
Change %
Price
$0.1250
Shares after
22,640
Date
26 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
22,640
Exercise price
$1.20
Footnotes
F1, F2, F3, F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

This amendment is filed to correct the number of shares of Common Stock and number of Common Warrants acquired by the reporting person in the transaction reported on the original Form 4 filed on March 28, 2025. As a result of this correction, the amount of securities beneficially owned following the reported transaction specified in Table I, Column 5 and Table II, Column 9 have also been corrected.

Footnote F2

Represents securities purchased in a private placement transaction directly from the Company pursuant to a Securities Purchase Agreement, dated March 24, 2025 (the "Private Placement"). Pursuant to the terms of the Securities Purchase Agreement, the Company issued the reporting person Private Placement units consisting of two shares of the Company's common stock ("Common Stock") and a common warrant ("Common Warrant") to purchase one share of Common Stock (the "Private Placement Unit").

Footnote F3

The issuance of the securities to the reporting person pursuant to the Private Placement was approved by the Company's board of directors and was deemed an exempt transaction pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Footnote F4

Each Private Placement Unit was purchased at a price of $2.2084 per unit, with a cost per share of Common Stock of $1.0417 and a cost per Common Warrant of $0.1250.

Footnote F5

The reporting person may not exercise any portion of a Common Warrant to the extent that the reporting person would beneficially own more than 4.99% of the number of shares of Common Stock outstanding immediately prior to or after giving effect to such exercise, as such percentage ownership is determined in accordance with Section 13(d) under the Exchange Act.

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