Otworth Michael - 24 Apr 2025 Form 4 Insider Report for Innventure, Inc. (INV)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
28 Apr 2025, 16:20:01 UTC
Prior SEC filing
24 Apr 2025
Next SEC filing
03 Dec 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Suzanne Niemeyer, Attorney-in-Fact

Key filing fact

Otworth Michael filed Form 4 for Innventure, Inc. (INV) on 28 Apr 2025.

Key facts

  • This page summarizes Otworth Michael's Form 4 filing for Innventure, Inc. (INV).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 28 Apr 2025, 16:20.

Change

  • Previous filing in this sequence was filed on 24 Apr 2025.
  • Current net transaction value: +$1,141,610.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

INV transaction

Common Stock

Other

Transaction value
$1,141,610
Shares
+228,322
Change %
+7%
Price
$5.00
Shares after
3,480,607
Date
24 Apr 2025
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

INV transaction Derivative

Series C Preferred Stock

Other

Transaction value
Shares
-114,161
Change %
-100%
Price
Shares after
0
Date
24 Apr 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
228,322
Exercise price
$5.00
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On April 24, 2025, the reporting person converted 114,161 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 228,322 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

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