Eric E. Poma - 22 Apr 2025 Form 4 Insider Report for Calidi Biotherapeutics, Inc. (CLDI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
25 Apr 2025, 06:05:05 UTC
Prior SEC filing
25 Jan 2024
Next SEC filing
25 Aug 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Andrew Jackson, Attorney-in-fact

Key filing fact

Eric E. Poma filed Form 4 for Calidi Biotherapeutics, Inc. (CLDI) on 25 Apr 2025.

Key facts

  • This page summarizes Eric E. Poma's Form 4 filing for Calidi Biotherapeutics, Inc. (CLDI).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 25 Apr 2025, 06:05.

Change

  • Previous filing in this sequence was filed on 25 Jan 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CLDI transaction Derivative

Stock Option (right to buy)

Award

Transaction value
Shares
+726,412
Change %
Price
Shares after
726,412
Date
22 Apr 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
726,412
Exercise price
$0.4690
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On April 22, 2025 (the "Grant Date"), the compensation committee and board of directors of Calidi Biotherapeutics, Inc. ("Issuer") approved an inducement grant to the Reporting Person of 726,412 stock options (the "Options"), pursuant to the exception under Section 711 NYSE American, at a per share exercise price of $0.4690, which is equal to the closing price of the Issuer's common stock on the Grant Date.

Footnote F2

25% of the options will vest upon the one (1) year anniversary of 04/22/2025, and the remaining 75% of the options will vest in 1/36th installments on the last day of each monthly period subject to the Reporting Person's continued service to the Issuer.

SEC remarks

Exhibit 24 - Power of Attorney

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