Joe D. Staggs - 15 Apr 2025 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Reporting relationship: PRESIDENT
Issuer ticker: SWKH
Reported as of: 15 Apr 2025
Net transaction value: -$89,487
SEC form: 4
Accepted by SEC: 17 Apr 2025, 16:34:14 UTC
Prior SEC filing: 04 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/ Joe D. Staggs

Key filing fact

Joe D. Staggs filed Form 4 for SWK Holdings Corp (SWKH) on 17 Apr 2025.

Key facts

This page summarizes Joe D. Staggs's Form 4 filing for SWK Holdings Corp (SWKH).
5 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 17 Apr 2025, 16:34.

Change

Previous filing in this sequence was filed on 04 Feb 2025.
Current net transaction value: -$89,487.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWKH transaction

Common Stock

Options Exercise

Transaction value: $144,150
Shares: +15,000
Change %: +13%
Price: $9.61
Shares after: 130,873
Date: 15 Apr 2025
Ownership: Direct

SWKH transaction

Common Stock

Options Exercise

Transaction value: $234,375
Shares: +18,750
Change %: +14%
Price: $12.50
Shares after: 149,623
Date: 15 Apr 2025
Ownership: Direct

SWKH transaction

Common Stock

Tax liability

Transaction value: $468,012
Shares: -25,857
Change %: -17%
Price: $18.10
Shares after: 123,766
Date: 15 Apr 2025
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SWKH transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -15,000
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 15 Apr 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 15,000
Exercise price: $9.61
Footnotes: F1

SWKH transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -18,750
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 15 Apr 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 18,750
Exercise price: $12.50
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

These options are fully vested and exercisable.

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