Key facts
- This page summarizes Anthony Hayes's Form 4 filing for Dominari Holdings Inc. (DOMH).
- 1 reported transaction and 3 derivative rows are listed below.
- Accepted by SEC: 16 Apr 2025, 19:54.
Anthony Hayes - 16 Apr 2025 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)
- Reporting relationship
- CEO, Director, 10%+ Owner
- Issuer ticker
- DOMH
- Reported as of
- 16 Apr 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 16 Apr 2025, 19:54:31 UTC
- Prior SEC filing
- 25 Mar 2025
- Next SEC filing
- 06 May 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Anthony Hayes
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Anthony Hayes filed Form 4 for Dominari Holdings Inc. (DOMH) on 16 Apr 2025.
Change
- Previous filing in this sequence was filed on 25 Mar 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DOMH
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,629,566
- Date
- 16 Apr 2025
- Ownership
- Direct
DOMH
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 116,248
- Date
- 16 Apr 2025
- Ownership
- By Rollover IRA
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DOMH
transaction
Derivative
Stock Option (right to buy)
Award
- Transaction value
- Shares
- +5,000,000
- Change %
- Price
- Shares after
- 5,000,000
- Date
- 16 Apr 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,000,000
- Exercise price
- Footnotes
- F2
DOMH
holding
Derivative
Series A Warrants (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 288,184
- Date
- 16 Apr 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 288,184
- Exercise price
- Footnotes
- F3
DOMH
holding
Derivative
Series B Warrants (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 288,184
- Date
- 16 Apr 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 288,184
- Exercise price
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
Footnote F2
On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035.
Footnote F3
The Reporting Person holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering consummated in February 2025, at a combined offering price of $3.47.