Thomas E. Bauer - 08 Apr 2025 Form 4 Insider Report for FARMER BROTHERS CO (FARM)

Reporting relationship: Chief Field Operations Officer
Issuer ticker: FARM
Reported as of: 08 Apr 2025
Net transaction value: -$17,495
SEC form: 4
Accepted by SEC: 09 Apr 2025, 16:40:29 UTC
Prior SEC filing: 03 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/ Jared Vitemb, Attorney-in-fact for Thomas E. Bauer

Key filing fact

Thomas E. Bauer filed Form 4 for FARMER BROTHERS CO (FARM) on 09 Apr 2025.

Key facts

This page summarizes Thomas E. Bauer's Form 4 filing for FARMER BROTHERS CO (FARM).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 09 Apr 2025, 16:40.

Change

Previous filing in this sequence was filed on 03 Feb 2025.
Current net transaction value: -$17,495.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FARM transaction

Common Stock

Other

Transaction value: $0
Shares: -54,994
Change %: -53%
Price: $0.000000
Shares after: 49,361
Date: 08 Apr 2025
Ownership: Direct
Footnotes: F1

FARM transaction

Common Stock

Tax liability

Transaction value: $17,495
Shares: -9,884
Change %: -20%
Price: $1.77
Shares after: 39,477
Date: 08 Apr 2025
Ownership: Direct
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Thomas E. Bauer is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

These unvested shares were forfeited on Mr. Bauer's separation from service.

Footnote F2

The Company has determined to accelerate vesting (rather than forfeiting) a total of 33,333 previously unvested restricted stock units associated with awards granted on 11/13/2023 and 11/8/2024. The indicated tax forfeiture arises in connection with this vesting.