Key facts
- This page summarizes Dennis Charles Sauter Jr.'s Form 4 filing for NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 07 Apr 2025, 19:04.
Dennis Charles Sauter Jr. - 03 Apr 2025 Form 4 Insider Report for NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT)
- Reporting relationship
- General Counsel and Secretary
- Issuer ticker
- NXDT
- Reported as of
- 03 Apr 2025
- Net transaction value
- -$3,426
- SEC form
- 4
- Accepted by SEC
- 07 Apr 2025, 19:04:37 UTC
- Prior SEC filing
- 01 Apr 2025
- Next SEC filing
- 16 Sep 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Paul Richards, as attorney-in-fact for D.C. Sauter
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Dennis Charles Sauter Jr. filed Form 4 for NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) on 07 Apr 2025.
Change
- Previous filing in this sequence was filed on 01 Apr 2025.
- Current net transaction value: -$3,426.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NXDT
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,486
- Change %
- +69%
- Price
- Shares after
- 6,065
- Date
- 04 Apr 2025
- Ownership
- Direct
- Footnotes
- F1, F2
NXDT
transaction
Common Stock
Tax liability
- Transaction value
- $3,426
- Shares
- -993
- Change %
- -16%
- Price
- $3.45
- Shares after
- 5,072
- Date
- 04 Apr 2025
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NXDT
transaction
Derivative
Restricted Shares Units
Award
- Transaction value
- $0
- Shares
- +39,069
- Change %
- Price
- $0.000000
- Shares after
- 39,069
- Date
- 03 Apr 2025
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 39,069
- Exercise price
- Footnotes
- F1, F3
NXDT
transaction
Derivative
Restricted Shares Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,486
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 4,976
- Date
- 04 Apr 2025
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 2,486
- Exercise price
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.
Footnote F2
Includes shares received pursuant to elective stock dividends paid on the Company's common shares.
Footnote F3
On April 3, 2025, the reporting person was granted 39,069 restricted shares units. The restricted shares units will vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Footnote F4
On April 4, 2023, the reporting person was granted 9,950 restricted shares units. The restricted shares units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025, and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
SEC remarks
General Counsel and Secretary