Brian G. Atwood - 31 Mar 2025 Form 4 Insider Report for CERO THERAPEUTICS HOLDINGS, INC. (CERO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Apr 2025, 19:12:50 UTC
Prior SEC filing
06 Mar 2025
Next SEC filing
02 Jun 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brian G. Atwood

Key filing fact

Brian G. Atwood filed Form 4 for CERO THERAPEUTICS HOLDINGS, INC. (CERO) on 04 Apr 2025.

Key facts

  • This page summarizes Brian G. Atwood's Form 4 filing for CERO THERAPEUTICS HOLDINGS, INC. (CERO).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 04 Apr 2025, 19:12.

Change

  • Previous filing in this sequence was filed on 06 Mar 2025.
  • Current net transaction value: +$58.89.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CERO transaction

Common Stock

Options Exercise

Transaction value
$29.45
Shares
+294,460
Change %
+150%
Price
$0.000100
Shares after
490,534
Date
31 Mar 2025
Ownership
See Footnote
Footnotes
F1
CERO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,250
Date
31 Mar 2025
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CERO transaction Derivative

Pre-Funded Warrant

Options Exercise

Transaction value
$29.45
Shares
+294,460
Change %
Price
$0.000100
Shares after
11,660
Date
31 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
294,460
Exercise price
$0.000100
Footnotes
F2
CERO holding Derivative

Pre-Funded Warrant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
204,080
Date
31 Mar 2025
Ownership
By GVN, LLC
Underlying class
Common Stock
Underlying amount
204,080
Exercise price
$0.000100
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On March 28, 2025, Mr. Atwood exercised Pre-Funded Warrants (the "Pre-Funded Warrants") and directed the issuance of the shares of common stock of CERo Therapeutics Holdings, Inc. (the "Issuer") to the Atwood-Edminster Trust dtd 4-2-2000 (the "Trust"). Mr. Atwood and his wife are the managers of the LLC and the trustees of the Trust. Accordingly, Mr. Atwood may be deemed to have beneficial ownership of the securities held directly by the LLC..

Footnote F2

The Pre-Funded Warrants are exercisable at any time on or after the date of issuance for an exercise price of $0.0001 per share, for shares of common stock of the Issuer.

Footnote F3

GVN, LLC (the "LLC") is a limited liability company of which the sole member is the Trust..

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