Key facts
- This page summarizes Brian G. Atwood's Form 4 filing for CERO THERAPEUTICS HOLDINGS, INC. (CERO).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 04 Apr 2025, 19:12.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Options Exercise
No transaction description listed
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Options Exercise
No transaction description listed
Additional SEC filing notes
Footnote F1
On March 28, 2025, Mr. Atwood exercised Pre-Funded Warrants (the "Pre-Funded Warrants") and directed the issuance of the shares of common stock of CERo Therapeutics Holdings, Inc. (the "Issuer") to the Atwood-Edminster Trust dtd 4-2-2000 (the "Trust"). Mr. Atwood and his wife are the managers of the LLC and the trustees of the Trust. Accordingly, Mr. Atwood may be deemed to have beneficial ownership of the securities held directly by the LLC..
Footnote F2
The Pre-Funded Warrants are exercisable at any time on or after the date of issuance for an exercise price of $0.0001 per share, for shares of common stock of the Issuer.
Footnote F3
GVN, LLC (the "LLC") is a limited liability company of which the sole member is the Trust..